A complete list of active advisors currently associated with Sigma Financial, Inc.
Warmer can help you find a great advisor at Sigma Financial, Inc. or one who fits your needs even better.
Sigma Financial serves officer‑level executives at major public corporations, private equity partners, and retired executives, offering comprehensive financial planning that addresses investments, tax and estate planning, insurance analysis, company stock and incentive compensation, retirement preparation, and targeted engagement on special projects. The firm works as a fee‑for‑service consultant and supports implementation by coordinating with clients’ brokers, attorneys, and tax preparers rather than acting as a custodian or securities seller. The firm’s investment approach is long‑term and conservative, emphasizing diversification, low‑cost passive vehicles, tax efficiency, and liquidity; advisers analyze each client’s total exposure—including stock options, restricted shares, and deferred compensation—using proprietary cash‑flow and simulation tools. Clients receive a written plan and ongoing advisory support (consolidated asset summaries, tax and withholding projections, and periodic review meetings) rather than hands‑on, discretionary portfolio management. Noteworthy for a supported firm, Sigma does not provide day‑to‑day portfolio management, does not take custody of assets, and does not charge or accept percentage‑of‑AUM or performance‑based fees; the firm relies solely on client fees and reports no commission or referral arrangements. The practice also offers several practical services uncommon for a small planner (mortgage assistance, walkaway analyses for job changes, and contract negotiation support) and enforces internal trading restrictions around client employers to reduce potential conflicts.
To learn more about the advisors currently working at Sigma Financial, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Allentown, PA
| 6
| |
Allentown, PA
| 13
| |
Allentown, PA
| 7
|
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