A complete list of active advisors currently associated with Simple Wealth LLC

Warmer can help you find a great advisor at Simple Wealth LLC or one who fits your needs even better.

Simple Wealth LLC provides discretionary and non-discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, as well as charitable organizations. The firm manages about $52.9 million in client assets and offers ongoing asset management alongside fixed-fee or hourly financial planning engagements. The firm’s investment process emphasizes asset-allocation-based strategies—combining strategic and tactical allocation—with methods that include fundamental, technical, cyclical, and computer-model analysis; implementation can follow buy-and-hold, momentum, or tactical approaches and accounts are reviewed at least quarterly. Accounts may be managed on a discretionary basis or with client approval for each trade, and the brochure discloses limited use of options in managed accounts (specifically purchases of puts and writing covered calls under non-discretionary arrangements). Distinctive features include a formal affiliation with a broker-dealer (advisers also operate as registered representatives) and an affiliated insurance business maintained by the firm’s managing member, so representatives may offer commissioned insurance or securities products and receive non-cash marketing support; these relationships and related conflicts are disclosed and addressed in the firm’s policies. The combination of broker-dealer affiliation, an active insurance agency affiliation, and documented use of derivatives in separately managed accounts is not common among peers and can influence custody, execution, and product recommendations.

To learn more about the advisors currently working at Simple Wealth LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.