A complete list of active advisors currently associated with Smb Financial Services, Inc.

Warmer can help you find a great advisor at Smb Financial Services, Inc. or one who fits your needs even better.

SMB Financial Services works with individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and corporate clients, offering discretionary asset management and written financial planning services. The firm describes tailored portfolios built to clients’ objectives and risk tolerances and provides rollover guidance for retirement accounts as part of its planning services. SMB Financial Services says it constructs and rebalances portfolios using multiple information sources and reviews client accounts at least quarterly, typically exercising discretionary trading authority unless non‑discretionary authority is requested. The brochure also describes an educational alternative to rollover recommendations—providing written materials, questionnaires and interactive tools in accordance with the Department of Labor’s guidance—which the firm may use instead of making a specific rollover recommendation. The firm’s disclosure notes that some members also act as insurance agents and that insurance‑related work comprises under 5% of employee time, a potential conflict the brochure says will be disclosed to clients. SMB Financial Services also participates in Schwab Advisor Services and describes receipt of certain institutional services and research through that program, and it documents its procedures for identifying and managing related conflicts and for providing clients with written explanations when recommending rollovers.

To learn more about the advisors currently working at Smb Financial Services, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.