A complete list of active advisors currently associated with Smith Financial

Warmer can help you find a great advisor at Smith Financial or one who fits your needs even better.

Smith Financial serves individual investors — including high net worth clients — as well as retirement plans, charitable foundations and other institutional clients, offering investment supervisory services, comprehensive financial planning, retirement-plan consulting, insurance review, estate planning and business consulting. The firm documents agreed services in written engagement agreements and gathers comprehensive financial information to inform planning and investment decisions. The firm constructs long-term, risk-based portfolios primarily using mutual funds and exchange-traded funds, guided by Modern Portfolio Theory and a set of seven model allocations that advisors customize for tax considerations, cash-flow needs and a client’s other holdings. A substantial portion of assets are managed on a discretionary basis, with a generally low turnover approach and tactical use of fixed income or cash equivalents to fund near-term client needs. Distinctive features include formal affiliations with an insurance agency and with a law practice, in which firm principals and staff spend a portion of their time and for which they may receive fees or commissions or make referrals; these affiliations are disclosed to clients and are less common among peer firms. The firm also maintains standing letters of authorization for some accounts, performs limited bill-pay services on request, retains custody to withdraw fees, and undergoes an annual surprise examination to verify client assets.

To learn more about the advisors currently working at Smith Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.