A complete list of active advisors currently associated with SML Advisory

Warmer can help you find a great advisor at SML Advisory or one who fits your needs even better.

SML Advisory is a fee-based registered investment adviser that works with individuals, high-net-worth clients, corporations, and retirement plans. The firm provides comprehensive asset management on both discretionary and non-discretionary bases and also offers ERISA plan services and qualified plan consulting. The firm documents client objectives with investment policy/risk-tolerance forms, uses fundamental, technical and cyclical analysis in security selection, and performs at least quarterly account reviews with periodic net worth and risk analyses. SML Advisory also makes available performance-based fee arrangements for qualified clients and applies high-water mark and hurdle provisions to those arrangements. Distinctive aspects of the firm include a disclosed affiliated life and health insurance practice (management devotes a portion of time to insurance sales) and the provision of retirement-plan‑focused consulting and limited-scope 3(21) fiduciary services for plan sponsors. These features — a performance-fee option together with an affiliated insurance business and explicit ERISA plan services delivered in face‑to‑face or virtual meetings — are less common among solo independent advisors.

To learn more about the advisors currently working at SML Advisory, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Shawn Loddy	Rio Rancho, NM	25

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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

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