A complete list of active advisors currently associated with SoHo Financial Services, LLC

Warmer can help you find a great advisor at SoHo Financial Services, LLC or one who fits your needs even better.

SoHo Financial Services provides discretionary investment advisory and portfolio management services to a mix of individual clients (including high-net-worth) as well as charitable organizations, corporations and institutional clients. Offerings described in the brochure include individualized portfolio management, model portfolio strategies, and focused consulting on topics such as retirement and estate planning. The firm’s investment process combines asset-allocation model portfolios (the brochure lists SFS Fixed Income, SFS Income, SFS Balanced, SFS Growth & Income and SFS Equity) with fundamental, technical, quantitative and qualitative analyses, and accounts are monitored and reviewed on a regular basis with opportunities for clients to impose reasonable investment restrictions. Clients retain ownership of securities and custodians hold assets; account supervision is performed on a discretionary basis in line with stated objectives and tax considerations. What is distinctive for this independent advisory practice is the combination of institutional portfolio management and formal consulting engagements alongside typical individual advisory services, a mix that is less common among similar small independent firms. The brochure also discloses affiliated family and asset-management entities and a proxy policy under which the firm does not vote client securities, leaving voting and related decisions to clients.

To learn more about the advisors currently working at SoHo Financial Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.