Sophos Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sophos Wealth Management, LLC, registered in 2021, provides discretionary portfolio management and comprehensive financial planning to individuals, high‑net‑worth individuals, and trusts. The firm manages roughly $17.5 million across a small number of client relationships and operates under written discretionary authority to execute trades consistent with each client’s objectives and guidelines.
Investment decisions are grounded in fundamental analysis and an asset‑allocation framework that considers equities, fixed income, alternatives and cash, with account reviews conducted at least quarterly and suitability information documented and updated periodically. The firm explicitly notes a willingness to hold elevated cash and short‑term Treasury positions when its analysis finds few attractive values or when overall market valuations appear high.
Distinctive aspects include a recent material amendment disclosed in Item 2 of the brochure updating the firm’s standard fee schedule, a disclosure event that is relatively uncommon among peers. The firm also relies on an institutional custody/platform relationship, offers hourly consulting separate from managed accounts, and emphasizes tax‑aware analysis informed by its principal’s CPA and CFA credentials.
Client services
Expertise
Fee options
Under $1,500,000 - $1,500,000: 1.00% $1,500,001 - $3,000,000: 0.8% Above $3,000,000+: 0.70%
$300 per hour
Main office
Woodinville WA
Advisors at this office
1
Most active in
Washington
Also doing business as
Sophos Wealth Management · Sophos Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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