A complete list of active advisors currently associated with Sophos Wealth Management

Warmer can help you find a great advisor at Sophos Wealth Management or one who fits your needs even better.

Sophos Wealth Management provides discretionary investment management and comprehensive financial planning to individuals, high-net-worth individuals, and trusts. Services listed in the brochure include portfolio management, retirement and tax planning, trust and estate planning, insurance and cash-flow forecasting. The firm’s investment work is grounded in fundamental analysis and an asset allocation process that emphasizes intrinsic value and suitability to client objectives; the brochure notes the firm will hold cash and short-term Treasury securities when valuation or market conditions warrant. Sophos operates with discretionary trading authority, aggregates trades across accounts when appropriate, and recently disclosed a change in its recommended custodian to Altruist Financial, LLC in its ADV amendments. Sophos is a small practice by AUM and client count (approximately $14.4 million across 17 clients), and its principal holds both CPA and CFA credentials, which the brochure ties to the firm’s emphasis on tax-aware analysis and financial reporting. The firm also disclosed material changes in its ADV (custodian change and an update to advisory personnel), a disclosure event the brochure highlights and that is less common among independent peers.

To learn more about the advisors currently working at Sophos Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.