Sound Investments Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,500,000
Clients
70
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
Very HighAverage account size
$264,286
About
Sound Investments Inc. provides financial planning and discretionary portfolio management to individuals, as well as pension and profit‑sharing plans, 401(k) plans, trusts and estates. Services are delivered on a fee‑only basis and the firm does not charge for completion of a written financial plan.
Portfolios are built mainly with no‑load mutual funds, low‑cost ETFs and individual stocks, with access to institutional share classes at lower purchase amounts than typically required. Investment selection combines third‑party investment newsletters and a ranking process that emphasizes recent relative performance to identify emerging leaders, with asset allocation tailored to clients’ net worth, time horizon and risk tolerance.
Noteworthy for a small independent adviser, the firm actively serves retirement plan clients in addition to individual households and the principal personally reviews all accounts. The practice pairs individualized cash‑flow projections and quarterly reporting with a trend‑oriented, newsletter-driven approach and expanded access to institutional share classes, which distinguishes it from many peers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Passive / index investing
Tax-loss harvesting
Fee options
$0 - $500,000: 1.5% $500,001 - $1,000,000: 0.75% $1,000,001+: 0.50%
Fee-only: Fees based on percentage of assets under management, no commissions charged.
Main office location
Sound Investments Inc.
C/O Ken Gilpin, 8826 Santa Fe Drive, Suite 202
Overland Park KS 66212, United States
Number of offices
1
Most active in
Sound Investments Inc. has reported serving >5 clients in these states in the last 12 months.
Kansas · Missouri · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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