Southport, CT Office
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Southport Station Financial Management, LLC
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Firm-wide stats for Southport Station Financial Management, LLC
About
Southport Station Financial Management is a small SEC-registered advisory firm with three advisors managing roughly $192 million for about 180 clients, serving individuals (including high-net-worth clients), trusts, pension and profit-sharing plans, and other entities. The firm offers both discretionary and non-discretionary portfolio management as well as stand-alone financial planning and consulting services.
Investment allocations typically include mutual funds, ETFs, individual equities and fixed income, and the firm uses a mix of long-term, short-term and trading strategies with ongoing monitoring and periodic rebalancing. It also implements options strategies (including covered call writing and long puts) and, in separately managed accounts, may utilize derivatives and allocate fixed income/preferred equity management to an unaffiliated broker-dealer for day-to-day discretion.
What sets the firm apart from many peers is its disclosed affiliation with a licensed insurance agency and the ability of certain representatives to offer commission-based insurance and brokerage products, arrangements the brochure identifies as potential conflicts of interest. The firm also provides an optional account-aggregation reporting service for excluded assets, treats cash as an explicit asset class with defined cash-sweep practices, and recommends a primary custodial relationship for client accounts.
Location
368 Center Street
Southport CT 06890
Advisors at this office
2
Advisors at this office
David B
CFP®, Series 65
Southport, CT
Southport Station Financial Management, LLC
David Brezina is a CFP® professional at Southport Station Financial Management, LLC with 17 years of industry experience. He has been with Southport Station since 2008 and also operates an independent insurance agency, Barth Insurance Agency. Additionally, he owns and operates a landscaping and property management business. Southport Station Financial Management provides personalized financial planning and asset management services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs active derivatives and options strategies and offers both discretionary and non-discretionary portfolio management.
Eric P
Series 65
Southport, CT
Southport Station Financial Management, LLC
Eric Peck is a financial advisor at Southport Station Financial Management, LLC in Southport, CT, holding a Series 65 license with six years of industry experience. He has been with Southport Station Financial Management since 2014, with prior roles at J&G Group, Inc. dba JPR Mechanical, Inc., and Walsh Construction Company II, LLC. Southport Station Financial Management is an SEC-registered advisory firm serving individuals, including high-net-worth clients, trusts, pension and profit-sharing plans, and other entities. The firm manages approximately $192 million across a range of investment strategies, including mutual funds, ETFs, equities, fixed income, and options, offering both portfolio management and financial planning services.
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