Southport Station Financial Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Southport Station Financial Management is a small SEC-registered advisory firm with three advisors managing roughly $192 million for about 180 clients, serving individuals (including high-net-worth clients), trusts, pension and profit-sharing plans, and other entities. The firm offers both discretionary and non-discretionary portfolio management as well as stand-alone financial planning and consulting services.
Investment allocations typically include mutual funds, ETFs, individual equities and fixed income, and the firm uses a mix of long-term, short-term and trading strategies with ongoing monitoring and periodic rebalancing. It also implements options strategies (including covered call writing and long puts) and, in separately managed accounts, may utilize derivatives and allocate fixed income/preferred equity management to an unaffiliated broker-dealer for day-to-day discretion.
What sets the firm apart from many peers is its disclosed affiliation with a licensed insurance agency and the ability of certain representatives to offer commission-based insurance and brokerage products, arrangements the brochure identifies as potential conflicts of interest. The firm also provides an optional account-aggregation reporting service for excluded assets, treats cash as an explicit asset class with defined cash-sweep practices, and recommends a primary custodial relationship for client accounts.
Client services
Expertise
Fee options
Financial planning and consulting fixed fees generally range from $500 to $20,000.
$0 - $499,999: 1.25% $500,000 - $2,999,999: 1.00% $3,000,000 - $5,999,999: 0.75% $6,000,000+: Negotiable
Clients can engage representatives as registered representatives of PKS to implement investment recommendations on a commission basis; commissions vary.
Financial planning and consulting hourly fees range from $250 to $375 per hour.
Account minimum: $250,000 Fee-only: Financial planning and consulting fees generally range from $500 to $20,000 on a fixed fee basis or from $250 to $375 per hour.
Main office
See office368 Center Street
Southport CT 06890
Advisors at this office
2
Offices (2)
Most active in
Connecticut · Florida · New Hampshire · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
David B
CFP®, Series 65
Southport, CT
Southport Station Financial Management, LLC
David Brezina is a CFP® professional at Southport Station Financial Management, LLC with 17 years of industry experience. He has been with Southport Station since 2008 and also operates an independent insurance agency, Barth Insurance Agency. Additionally, he owns and operates a landscaping and property management business. Southport Station Financial Management provides personalized financial planning and asset management services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs active derivatives and options strategies and offers both discretionary and non-discretionary portfolio management.
Eric P
Series 65
Southport, CT
Southport Station Financial Management, LLC
Eric Peck is a financial advisor at Southport Station Financial Management, LLC in Southport, CT, holding a Series 65 license with six years of industry experience. He has been with Southport Station Financial Management since 2014, with prior roles at J&G Group, Inc. dba JPR Mechanical, Inc., and Walsh Construction Company II, LLC. Southport Station Financial Management is an SEC-registered advisory firm serving individuals, including high-net-worth clients, trusts, pension and profit-sharing plans, and other entities. The firm manages approximately $192 million across a range of investment strategies, including mutual funds, ETFs, equities, fixed income, and options, offering both portfolio management and financial planning services.
Thomas T
CFP®, ChFC®, Series 66
Windermere, FL
Southport Station Financial Management, LLC
Thomas Turiano is a CFP® and ChFC® with 24 years of industry experience. He has been with Southport Station Financial Management, LLC since 2008 and has also worked at Purshe Kaplan Sterling Investments since 2009. Outside of financial advising, he owns Double T Sports Memorabilia, a business involved in buying and selling sports memorabilia. Southport Station Financial Management provides personalized financial planning, asset management, and consulting services to individuals, retirement plans, trusts, estates, charitable organizations, and businesses. The firm employs a process that includes asset allocation, ongoing monitoring, and options strategies, serving clients with both discretionary and non-discretionary portfolio management.
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