Cedar Knolls, NJ Office

Team
Updated today
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SPC

Enterprise

Firm-wide stats for SPC

Total advisors

479

Across 266 offices

Clients per advisor

64 Typical

Avg AUM per client

$192,080 Very Low

HNW client ratio

3% Low

About

SPC provides investment management, financial planning, and retirement-plan advisory services to a broad client mix that includes individual investors (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, charitable organizations, and corporate clients. The firm supports a large advisory network—hundreds of IARs serving over 30,000 clients—and delivers services through account programs such as the SIGMA Managed Account, direct‑at‑fund programs, and a wrap offering (Axis Platform).

Investment advice is delivered at the IAR level and is typically tailored and discretionary, based on client suitability information and periodic portfolio reviews; custody and execution for SIGMA Managed Accounts are provided through Fidelity/NFS. SPC also works with third‑party investment advisers and TPIAs (sometimes in a co‑advisory or promoter role), offers ERISA §3(38) and §3(21)(A) retirement services, and provides limited non‑legal estate/tax coordination and implementation support through recommended third‑party providers.

Compared with many large enterprise advisers, SPC is notable for not being affiliated with other registered investment advisers, while maintaining close affiliations with broker‑dealers and insurance agencies (Sigma Financial Corporation and Parkland), which results in common dual‑registration and potential conflicts of interest. The firm’s relationship with Fidelity (a shared program fee structure), its strategic partnership and promoter arrangements with third parties, and its documented ability to selectively reduce program fees for certain IARs or client groups are distinctive operational features that clients should understand when evaluating SPC.

Based on SPC

Expertise

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting

Based on SPC

Occupation focus

Founder/Business Owner Retired Executive

Based on SPC

Location

7 Ridgedale Ave. Ste 203

Cedar Knolls NJ 07927

Advisors at this office

4

Advisors at this office

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Alan E

Series 63, Series 65

Cedar Knolls, NJ

SPC

Alan Eisenstein is a financial advisor at SPC with 29 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Ic Advisory Services Inc and The Investment Center Inc. Outside of his advisory role, he is involved in multiple insurance-related businesses, including ownership interests in several agencies focused on life, health, disability, and long-term care insurance. SPC serves a diverse client base, including individual investors, high-net-worth households, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering both discretionary and nondiscretionary management through a network of over 460 advisers.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
user avatar

Clark S

Series 66, Series 63

Cedar Knolls, NJ

SPC

Clark Silverstein is a financial advisor with SPC, holding Series 66 and Series 63 designations and having 19 years of industry experience. He has worked at several firms including Ic Advisory Services Inc, The Investment Center Inc, and Platinum Corp Services, Llc. Outside of his advisory role, Silverstein is involved in independent life insurance sales and operates under the name Longview Asset Management LLC. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base, including individuals, employer-sponsored retirement plans, charitable organizations, and corporate clients. The firm delivers tailored, discretionary advice primarily through its SIGMA Managed Account and other programs, supported by a broad advisory network and strategic partnerships.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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Bennett D

Series 63, Series 66

Cedar Knolls, NJ

SPC

Bennett Degen is a financial advisor at SPC with 19 years of industry experience. He holds Series 63 and Series 66 credentials. His prior roles include positions at Parkland Securities, The Investment Center Inc, and Tangent Capital Partners. Outside of his advisory work, he serves as a trustee for The Joseph Kushner Hebrew Academy / Rae Kushner Yeshiva High School in Livingston, NJ. SPC provides investment management, financial planning, and retirement-plan advisory services to a wide range of clients, including individuals, employer-sponsored retirement plans, charitable organizations, and corporate clients. The firm delivers tailored, discretionary advice through a large advisory network and offers various account programs and strategic partnerships.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
user avatar

Benjamin B

Series 63, Series 66

Cedar Knolls, NJ

SPC

Benjamin Brenner is a financial advisor at SPC with eight years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at The Investment Center Inc and Axa Advisors, LLC. Brenner also engages in insurance sales, focusing on life, long-term care, and disability insurance, and operates his own marketing business under IBEX Financial Perspectives. SPC serves individual clients, charitable organizations, corporations, and retirement plans through a network of over 460 advisers managing approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, with a range of discretionary and nondiscretionary management options.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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