Celina, OH E. Wayne Street Office
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SPC
Enterprise
Firm-wide stats for SPC
About
SPC provides investment management, financial planning, and retirement-plan advisory services to a broad client mix that includes individual investors (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, charitable organizations, and corporate clients. The firm supports a large advisory network—hundreds of IARs serving over 30,000 clients—and delivers services through account programs such as the SIGMA Managed Account, direct‑at‑fund programs, and a wrap offering (Axis Platform).
Investment advice is delivered at the IAR level and is typically tailored and discretionary, based on client suitability information and periodic portfolio reviews; custody and execution for SIGMA Managed Accounts are provided through Fidelity/NFS. SPC also works with third‑party investment advisers and TPIAs (sometimes in a co‑advisory or promoter role), offers ERISA §3(38) and §3(21)(A) retirement services, and provides limited non‑legal estate/tax coordination and implementation support through recommended third‑party providers.
Compared with many large enterprise advisers, SPC is notable for not being affiliated with other registered investment advisers, while maintaining close affiliations with broker‑dealers and insurance agencies (Sigma Financial Corporation and Parkland), which results in common dual‑registration and potential conflicts of interest. The firm’s relationship with Fidelity (a shared program fee structure), its strategic partnership and promoter arrangements with third parties, and its documented ability to selectively reduce program fees for certain IARs or client groups are distinctive operational features that clients should understand when evaluating SPC.
Based on SPC
Expertise
Based on SPC
Location
720 E. Wayne Street
Celina OH 45822
Advisors at this office
2
Advisors at this office
Tommie L
Series 63, Series 65
Celina, OH
SPC
Tommie Leininger is a financial advisor with SPC in Celina, OH, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at Sigma Planning Corp. since 2001, Sigma Financial Corporation since 1996, and Asset Allocation Associates Inc. since 1994. Leininger serves on the investment committee for the Department of Ohio Veterans of Foreign Wars of the United States, is a member of the Mercer County Veterans Service Commission, and is a board member of Ohio VFW Charities, Inc. SPC serves a diverse client base including individual investors, charitable organizations, corporations, and retirement plans, managing approximately $5.66 billion in assets through a network of over 460 advisers. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services with both discretionary and nondiscretionary options, and maintains formal succession and compliance protocols.
Craig K
Series 66
Celina, OH
SPC
Craig Kennedy is a financial advisor with SPC, holding a Series 66 designation and bringing 21 years of industry experience. He has been with SPC since 2006 and is also associated with Sigma Financial Corporation and Asset Allocation Associates, Inc., both since 2004. Kennedy serves on the board of directors for the Tom & Betty Leininger Foundation and is involved in annual tax return preparation for clients through Asset Allocation Associates. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement services, employing both discretionary and nondiscretionary management strategies.
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