Orange, CA Office
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SPC
Enterprise
Firm-wide stats for SPC
About
SPC provides investment management, financial planning, and retirement-plan advisory services to a broad client mix that includes individual investors (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, charitable organizations, and corporate clients. The firm supports a large advisory network—hundreds of IARs serving over 30,000 clients—and delivers services through account programs such as the SIGMA Managed Account, direct‑at‑fund programs, and a wrap offering (Axis Platform).
Investment advice is delivered at the IAR level and is typically tailored and discretionary, based on client suitability information and periodic portfolio reviews; custody and execution for SIGMA Managed Accounts are provided through Fidelity/NFS. SPC also works with third‑party investment advisers and TPIAs (sometimes in a co‑advisory or promoter role), offers ERISA §3(38) and §3(21)(A) retirement services, and provides limited non‑legal estate/tax coordination and implementation support through recommended third‑party providers.
Compared with many large enterprise advisers, SPC is notable for not being affiliated with other registered investment advisers, while maintaining close affiliations with broker‑dealers and insurance agencies (Sigma Financial Corporation and Parkland), which results in common dual‑registration and potential conflicts of interest. The firm’s relationship with Fidelity (a shared program fee structure), its strategic partnership and promoter arrangements with third parties, and its documented ability to selectively reduce program fees for certain IARs or client groups are distinctive operational features that clients should understand when evaluating SPC.
Based on SPC
Expertise
Based on SPC
Location
1601 East Lincoln Ave, Suite 101
Orange CA 92865
Advisors at this office
3
Advisors at this office
Robert B
Series 63, Series 66
Tustin, CA
SPC
Robert Baytosh is a financial advisor at SPC with 30 years of industry experience. He has held positions at Sigma Planning Corporation and Sigma Financial Corporation since 2012 and previously worked at LPL Financial from 2007 to 2012. Baytosh is registered with Series 63 and Series 66 licenses and operates a DBA at Matles Wealth Management in Orange, CA. SPC offers investment management, financial planning, and retirement-plan advisory services to a diverse client base, including individual investors, employer-sponsored plans, charitable organizations, and corporations. The firm delivers personalized investment advice through a large advisory network and is known for its affiliations with broker-dealers and insurance agencies alongside its partnership with Fidelity for managed accounts.
David M
Series 63, Series 65
Orange, CA
SPC
David Matles is a financial advisor with SPC in Orange, CA, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. He has been with SPC since 2004 and also works with Sigma Financial Corporation. Outside of his advisory roles, Matles serves as president of Matles & Associates Inc., which offers employee benefits and insurance products, and he is a board member of the University of Redlands Alumni Board. SPC serves a diverse clientele including high-net-worth individuals, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services through a network of over 460 advisers, offering both discretionary and nondiscretionary management solutions.
Max M
CFP®, Series 63, Series 65
Orange, CA
SPC
Max Matles is a CFP® with six years of industry experience, currently affiliated with SPC and Sigma Financial Corporation. He has operated Matles Wealth Management since 2019 and is also a published author. His background includes positions at Sender One, Orange Coast Community College, Fullerton College, Rock City, and the University of Redlands. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base including individual investors, employer-sponsored retirement plans, charitable organizations, and corporate clients. The firm supports a large advisory network delivering tailored, discretionary advice through various account programs and maintains distinctive operational features through its partnerships with Fidelity and other third-party providers.
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