A complete list of active advisors currently associated with Spectrum Financial Alliance, Ltd., L.L.C.

Warmer can help you find a great advisor at Spectrum Financial Alliance, Ltd., L.L.C. or one who fits your needs even better.

Spectrum Financial Alliance provides individualized financial planning and ongoing discretionary asset management for a mix of individual clients (including high‑net‑worth individuals), retirement plans, trusts, estates, charitable organizations, and business entities. In addition to portfolio management and modular or comprehensive written/verbal financial plans, the firm offers estate and trust planning services delivered under fixed‑fee subscription and à la carte arrangements and manages variable annuity/retirement plan and 529 assets. The firm combines fundamental, technical (including charting) and cyclical analysis to build client programs and implements a range of strategies from long‑term holdings to short sales, margin transactions, and option writing. Accounts are typically custodied at Charles Schwab Institutional and managed on a discretionary basis, with the firm monitoring accounts regularly and able to provide position or performance reports on request; the brochure also discloses use of option contracts and related derivatives in managed accounts. What sets Spectrum apart from many team firms is the concentration of scale and workload: the brochure reports about $813 million in discretionary assets and roughly 674 clients managed by a small advisory team, yielding unusually high AUM‑per‑advisor and client‑per‑advisor ratios relative to peers. The firm further distinguishes itself by offering subscription estate/trust document packages, by actively managing annuity and plan assets (including 529 accounts), and by documenting that it no longer retains insurance commissions—having irrevocably assigned prior insurance residuals to a military charity.

To learn more about the advisors currently working at Spectrum Financial Alliance, Ltd., L.L.C., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.