Spencer Brook Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$63,000,000
Clients
16
Advisors
1
of 1 employees
About
Spencer Brook Asset Management provides discretionary investment management and financial planning primarily to high‑net‑worth individuals and trusts, managing separate accounts made up mostly of individual equities and, to a lesser extent, open‑end mutual funds. The firm requires a minimum account size of $250,000 and focuses on ongoing portfolio management and periodic reporting for a limited roster of clients.
The firm follows a bottoms‑up value investing process with an equity‑income orientation that emphasizes long‑term capital appreciation supplemented by income, intentionally avoiding short‑term market trends and tailoring strategy to each client’s objectives. Accounts are actively managed on a discretionary basis, with positions monitored daily and formal account reviews at least weekly; portfolios may take up to 60 days to become fully invested.
Notable distinctions include a concentrated client base and a relatively large average account size, reflecting its focus on individualized management for HNW clients. Operational practices include custody at major institutional platforms, use of broker‑dealer research and aggregated block trading for execution, monthly custodial reporting with real‑time online access, and a written Code of Ethics and insider‑trading policy.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.80% $1,000,001 - $2,000,000: 0.70% $2,000,001+: 0.50%
Account minimum: $250,000 Fee-only: Fee-only; no commissions received or paid.
Main office
747 Main Street, Ste 213
Concord MA 01742
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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