A complete list of active advisors currently associated with Spencer Brook Asset Management, LLC

Warmer can help you find a great advisor at Spencer Brook Asset Management, LLC or one who fits your needs even better.

Spencer Brook Asset Management serves high‑net‑worth individuals and trusts, offering discretionary portfolio management and financial planning in a fee‑only arrangement. The firm manages separate accounts composed largely of individual equities and, to a lesser extent, mutual funds, with client assets custodied at TD Ameritrade Institutional. SBAM follows a bottoms‑up value investing process and typically implements an Equity Income strategy that emphasizes long‑term capital appreciation with supplemental income, avoiding short‑term market trends. Portfolios are managed on a discretionary basis and tailored to client objectives, with an emphasis on limiting downside risk and a multi‑year investment horizon. Notably, the firm does not serve non‑high‑net‑worth individual clients and maintains a very small client roster, which the brochure indicates supports more individualized oversight. The brochure also highlights active monitoring practices (daily security checks and weekly account reviews), monthly custodian reporting with online access, a formal Code of Ethics and insider trading policy, and the absence of performance‑based fees.

To learn more about the advisors currently working at Spencer Brook Asset Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.