Sprott Asset Management USA Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,666,750,995
Clients
3,101
Advisors
22
across 3 offices
About
Sprott Asset Management USA, Inc. provides discretionary and non‑discretionary investment advisory services to individuals (including high‑net‑worth and family office clients), institutions and pooled investment vehicles. The firm offers separately managed accounts, private funds, registered funds and a suite of resource‑ and metals‑focused ETFs, and manages strategies that can include direct exposure to physical commodities.
The firm’s investment approach emphasizes bottom‑up, value‑oriented fundamental analysis of natural‑resource and precious‑metals businesses, supplemented by top‑down asset allocation in its family office and multi‑strategy mandates; strategies in use can include option writing and selective short positions. Portfolios are tailored to client mandates and the firm offers both actively managed and index‑based ETF implementations to express its resource‑focused views.
Notably, Sprott is registered with the National Futures Association as a Commodity Pool Operator/Commodity Trading Adviser and manages a physical‑commodities fund capable of holding and trading commodity inventory and related instruments — a capability that is uncommon among similarly sized enterprise advisers. The firm’s client billing is primarily asset‑based and performance‑linked rather than fixed‑fee, and it operates with affiliated trading and product relationships that can affect trade routing and allocations.
Client services
Expertise
Occupation focus
Fee options
$0+: 2.0% annually (standard retail managed accounts, negotiable) $0 - $500 million: 1.00% annually (Gold Equity Fund first $500 million) $500 million - $1 billion: 0.75% annually (Gold Equity Fund assets $500 million to $1 billion) $1 billion+: 0.65% annually (Gold Equity Fund assets above $1 billion) Less than $500,000 - $500,000: 1.5% annually (RED Fund investors with commitments less than $500,000) $500,000 - $1,000,000: 1.25% annually (RED Fund investors with commitments $500,000 to less than $1,000,000) $1,000,000+: 1.0% annually (RED Fund investors with commitments $1,000,000 or more)
20% performance fee with 8% preferred return and high-water mark (Sprott Hathaway Fund, RED Fund, SPC Fund)
Account minimum: $100,000 (negotiable, may vary by platform) Fee-only: Management fees only, no commissions
Main office
See office320 Post Road, Suite 200
Darien CT 06820
Advisors at this office
17
Offices (3)
Most active in
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Also doing business as
Sprott Asset Management Usa Inc. · Sprott Family Office · Sprott Wealth Management · Terra Resource Investment Management Inc. · Terra Resource Investment Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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