Darien, CT 320 Post Road logo

Darien, CT 320 Post Road Office

Team
Updated today
Sprott Asset Management USA Inc. logo

Sprott Asset Management USA Inc.

Multi-team

Firm-wide stats for Sprott Asset Management USA Inc.

Total advisors

22

Across 3 offices

Clients per advisor

141 Very High

Avg AUM per client

$859,965 High

HNW client ratio

34% High

About

Sprott Asset Management USA, Inc. provides discretionary and non‑discretionary investment advisory services to individuals (including high‑net‑worth and family office clients), institutions and pooled investment vehicles. The firm offers separately managed accounts, private funds, registered funds and a suite of resource‑ and metals‑focused ETFs, and manages strategies that can include direct exposure to physical commodities.

The firm’s investment approach emphasizes bottom‑up, value‑oriented fundamental analysis of natural‑resource and precious‑metals businesses, supplemented by top‑down asset allocation in its family office and multi‑strategy mandates; strategies in use can include option writing and selective short positions. Portfolios are tailored to client mandates and the firm offers both actively managed and index‑based ETF implementations to express its resource‑focused views.

Notably, Sprott is registered with the National Futures Association as a Commodity Pool Operator/Commodity Trading Adviser and manages a physical‑commodities fund capable of holding and trading commodity inventory and related instruments — a capability that is uncommon among similarly sized enterprise advisers. The firm’s client billing is primarily asset‑based and performance‑linked rather than fixed‑fee, and it operates with affiliated trading and product relationships that can affect trade routing and allocations.

Based on Sprott Asset Management USA Inc.

Expertise

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing

Based on Sprott Asset Management USA Inc.

Occupation focus

Founder/Business Owner Executive

Based on Sprott Asset Management USA Inc.

Location

320 Post Road, Suite 200

Darien CT 06820

Advisors at this office

17

Advisors at this office

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Victoria S

Series 66

Darien, CT

Sprott Asset Management USA Inc.

Victoria Shorkey is a financial advisor at Sprott Asset Management USA Inc. with seven years of industry experience. She holds the Series 66 designation and has worked at Sprott Global Resource Investments since 2014. Sprott Asset Management USA Inc. provides discretionary and non-discretionary investment advisory services to individuals, institutions, and pooled investment vehicles, specializing in resource- and metals-focused strategies that include direct exposure to physical commodities. The firm employs a bottom-up, value-oriented fundamental analysis combined with top-down asset allocation and offers both actively managed and index-based ETF implementations.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Jason S

Series 63, Series 65

Darien, CT

Sprott Asset Management USA Inc.

Jason Stevens is a financial advisor at Sprott Asset Management USA Inc. with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Sprott Global Resource Investments, Ltd. since 2002 and at Sprott Asset Management USA, Inc. since 2015. Sprott Asset Management USA provides discretionary and non-discretionary investment management to retail and high-net-worth individuals, institutional clients, and pooled investment vehicles, focusing on precious metals and natural resources through fundamental analysis and sector-specific strategies.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Mary G

Series 63, Series 66

Darien, CT

Sprott Asset Management USA Inc.

Mary Goddard is a financial advisor with Sprott Asset Management USA Inc., holding Series 63 and Series 66 licenses and bringing 39 years of industry experience. She has worked with Sprott Asset Management USA since 2006 and with Sprott Global Resource Investments, Ltd. since 1994. Sprott Asset Management USA, Inc. provides discretionary and non-discretionary investment advisory services to individuals, institutions, and pooled investment vehicles, specializing in natural-resource and precious-metals businesses through both actively managed and index-based ETFs and strategies that may include physical commodities exposure.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Steve T

Series 63, Series 66, Series 65

Darien, CT

Sprott Asset Management USA Inc.

Steve Todoruk is a financial advisor with Sprott Asset Management USA Inc., holding Series 63, 65, and 66 licenses and with 23 years of industry experience. He has worked with Sprott Global Resource Investments Ltd. since 2003 and joined Sprott Asset Management USA Inc. in 2019. Outside of his advisory role, he is involved in physical precious metal sales through a referral arrangement with Miles Franklin Precious Metals Investments. Sprott Asset Management USA Inc. provides investment advisory services to individuals, institutions, and pooled investment vehicles, specializing in resource- and metals-focused strategies. The firm employs a value-oriented, bottom-up fundamental analysis complemented by top-down asset allocation and offers both actively managed and index-based ETFs, including unique capabilities to manage physical commodities.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Eric A

Series 63, Series 65

Darien, CT

Sprott Asset Management USA Inc.

Eric Angeli is a financial advisor with Sprott Asset Management USA Inc., holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has worked at Sprott Asset Management USA since 2016 and is also affiliated with Sprott Global Resource Investments and Resource Capital Investment Corporation. Outside of his advisory role, he acts as a gold dealer referral, connecting clients with physical metals dealers. Sprott Asset Management USA provides discretionary and non-discretionary investment management to retail and high-net-worth individuals, institutional clients, and pooled investment vehicles, focusing on precious metals and natural resources through a combination of bottom-up fundamental analysis and cyclical/value investment approaches.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Sergio L

Series 66

Darien, CT

Sprott Asset Management USA Inc.

Sergio Lujan is a financial advisor at Sprott Asset Management USA Inc. with eight years of industry experience. He holds a Series 66 designation and has worked with Sprott Asset Management entities since 2016. Sprott Asset Management USA Inc. provides discretionary and non-discretionary investment advisory services to individuals, institutions, and pooled investment vehicles, focusing on resource- and metals-oriented strategies. The firm employs a bottom-up, value-oriented fundamental analysis complemented by top-down asset allocation, offering both actively managed and index-based ETF solutions.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Matthew H

Series 66

Darien, CT

Sprott Asset Management USA Inc.

Matthew Harrison is a financial advisor at Sprott Asset Management USA Inc. with eight years of industry experience. He holds a Series 66 designation and has worked with Sprott entities since 2017, including roles at Sprott Asset Management LP and Sprott Global Resource Investments, Ltd. Prior to joining Sprott, he spent one year at Picton Mahoney Asset Management. Sprott Asset Management USA, Inc. provides discretionary and non-discretionary investment advisory services to individuals, institutions, and pooled investment vehicles. The firm focuses on natural-resource and precious-metals businesses using a bottom-up, value-oriented fundamental analysis combined with top-down asset allocation, offering both actively managed and index-based ETF strategies.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Mariah H

Series 66

Darien, CT

Sprott Asset Management USA Inc.

Mariah Homick is a Series 66-licensed financial advisor at Sprott Asset Management USA Inc. with one year of industry experience. Prior to joining Sprott Asset Management USA, she worked at Sprott Global Resource Investments Ltd. and held positions outside the financial sector, including at Anthropologie. Sprott Asset Management USA provides discretionary and non-discretionary investment management to retail and high-net-worth individuals, institutional clients, and pooled investment vehicles, specializing in precious metals and natural resources with a focus on bottom-up fundamental analysis and cyclical/value investment strategies.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Thomas U

Series 63, Series 65

Darien, CT

Sprott Asset Management USA Inc.

Thomas Ulrich is a financial advisor at Sprott Asset Management USA Inc. with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has served in general counsel, chief compliance officer, and corporate secretary roles at both Sprott and Resource Capital Investment Corporation. Ulrich is also president and chief compliance officer for several investment funds affiliated with Sprott. Sprott Asset Management USA Inc. provides discretionary and non-discretionary investment advisory services to individuals, institutions, and pooled investment vehicles, specializing in resource- and metals-focused strategies. The firm employs a bottom-up, value-oriented approach combined with top-down asset allocation and manages both actively managed and index-based ETFs, including a physical-commodities fund.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Anthony B

Series 63, Series 65

Darien, CT

Sprott Asset Management USA Inc.

Anthony Bevilaqua is an investment advisor at Sprott Asset Management USA Inc. with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Sprott Asset Management USA since 2020, also working with Sprott Global Resource Investments Ltd. since 2013. Bevilaqua is involved with Miles Franklin Ltd., a precious metals dealer, providing a supplemental offering to Sprott Global's clients. Sprott Asset Management USA offers investment management services to retail and high-net-worth individuals, institutional clients, and pooled investment vehicles, specializing in precious metals and natural resources through both discretionary and non-discretionary strategies. The firm employs a combination of bottom-up fundamental analysis and top-down asset allocation, managing a range of registered funds, ETFs, and private limited-partnership funds.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Ryan M

CFA®

Darien, CT

Sprott Asset Management USA Inc.

Ryan Mcintyre is a CFA® charterholder with three years of industry experience, currently serving as an advisor at Sprott Asset Management USA Inc. He previously worked at Maverix Metals Inc. and Tocqueville Asset Management LP. Mcintyre is also the proprietor of an LLC that engages in personal trading of physical metals. Sprott Asset Management USA provides investment management services to retail and high-net-worth individuals, institutional clients, and pooled investment vehicles, with a focus on precious metals and natural resources. The firm employs a combination of bottom-up fundamental analysis and cyclical/value-oriented strategies, alongside top-down asset allocation, and manages both registered investment companies and pooled commodity vehicles.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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John B

Series 65, Series 63

Darien, CT

Sprott Asset Management USA Inc.

John Barker is a financial advisor with Sprott Asset Management USA Inc. He holds Series 65 and Series 63 licenses and has 12 years of industry experience. His prior roles include positions at Sprott Global Resource Investments, Ltd. since 2016. Outside of his advisory duties, Barker is involved in several activities such as whiskey investment brokerage, facilitating room rentals through Airbnb, blogging on economic topics, and managing a blueberry farm in Portugal. Sprott Asset Management USA Inc. provides discretionary and non-discretionary investment advisory services to individuals, family offices, institutions, and pooled investment vehicles. The firm focuses on resource- and metals-centered investment strategies using bottom-up fundamental analysis and offers both actively managed and index-based ETFs, including portfolios with direct exposure to physical commodities.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Christian V

Series 63, Series 65

Darien, CT

Sprott Asset Management USA Inc.

Christian Vom Dorp is a financial advisor at Sprott Asset Management USA Inc. with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Sprott Asset Management USA since 2016, also working with Sprott Global Resource Investments since 2009. Outside of his advisory role, he acts as an independent dealer of bullion through Miles Franklin Ltd. Sprott Asset Management USA provides discretionary and non-discretionary investment management to retail and high-net-worth individuals, institutional clients, and pooled investment vehicles. The firm focuses on precious metals and natural resources with a bottom-up fundamental analysis and cyclical/value investment approach, managing a range of accounts including separately managed accounts, registered funds, ETFs, and private limited-partnership funds.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Samuel B

Series 66

Darien, CT

Sprott Asset Management USA Inc.

Samuel Broom is a financial advisor at Sprott Asset Management USA Inc. with 10 years of industry experience. He holds the Series 66 designation and has been with Sprott since 2017, also associated with Sprott Global Resource Investments Ltd. since 2016. Outside of his advisory role, he serves as an Independent Sale Consultant for Miles Franklin, referring clients interested in purchasing precious metals. Sprott Asset Management USA Inc. provides discretionary and non-discretionary investment advisory services to individuals, institutions, and pooled investment vehicles, specializing in resource- and metals-focused strategies. The firm’s approach combines bottom-up fundamental analysis with top-down asset allocation and offers both actively managed and index-based ETF products, including a physical-commodities fund.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
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Robert V

Series 63, Series 66

Darien, CT

Sprott Asset Management USA Inc.

Robert Villaflor is a financial advisor at Sprott Asset Management USA Inc. with 33 years of industry experience. He holds Series 63 and Series 66 registrations and has been with Sprott and its affiliates since 2015, serving in roles including Chief Executive Officer. Sprott Asset Management USA provides discretionary and non-discretionary investment management to retail, high-net-worth, and institutional clients, focusing on precious metals and natural resources through strategies such as bottom-up fundamental analysis and cyclical/value orientation. The firm manages a range of investment vehicles including registered funds, ETFs, and private limited partnerships, and is notable for its dual role as a private fund adviser and registered commodity pool operator.

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing ESG / Sustainable investing Founder/Business Owner Executive
View complete list of advisors at this office
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