Stapleton Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Stapleton Financial Group provides discretionary investment management and written financial planning primarily for individuals and high-net-worth individuals, managing portfolios that may include individual stocks and bonds, exchange-traded funds and mutual funds. The firm charges percentage-of-assets-under-management fees for investment services and also offers hourly and fixed-fee financial planning arrangements.
The firm tailors portfolios to each client’s objectives and risk tolerance, performs periodic rebalancing, and may recommend third-party managers for portions of a client’s assets; it uses a variety of research sources and emphasizes diversification and cost considerations. Stapleton Financial Group typically seeks discretionary authority, reviews accounts at least annually (with more frequent reviews triggered by material changes), and provides regular written reports to clients.
Unlike many small, independent advisers, the firm’s disclosures describe working with clients’ attorneys and accountants and assisting with the implementation of legal or account documents, indicating the capability to support corporate- or business-related advisory needs. The firm is a solo practitioner managing roughly $15.8 million for about 66 clients, and its principal holds multiple securities registrations and a Chartered Leadership Fellow designation, which contribute to the firm’s operational capacity and service scope.
Client services
Expertise
Fee options
1.20% annually
$250 per hour
Main office
1511 14th Street West
Billings MT 59102
Advisors at this office
1
Most active in
Montana
Also doing business as
Stapleton & Co., LLC Dba Stapleton Financial Group · Stapleton Financial Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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