A complete list of active advisors currently associated with Stapleton Financial Group

Warmer can help you find a great advisor at Stapleton Financial Group or one who fits your needs even better.

Stapleton Financial Group provides discretionary investment management and written financial planning primarily for individuals and high-net-worth individuals, managing portfolios that may include individual stocks and bonds, exchange-traded funds and mutual funds. The firm charges percentage-of-assets-under-management fees for investment services and also offers hourly and fixed-fee financial planning arrangements. The firm tailors portfolios to each client’s objectives and risk tolerance, performs periodic rebalancing, and may recommend third-party managers for portions of a client’s assets; it uses a variety of research sources and emphasizes diversification and cost considerations. Stapleton Financial Group typically seeks discretionary authority, reviews accounts at least annually (with more frequent reviews triggered by material changes), and provides regular written reports to clients. Unlike many small, independent advisers, the firm’s disclosures describe working with clients’ attorneys and accountants and assisting with the implementation of legal or account documents, indicating the capability to support corporate- or business-related advisory needs. The firm is a solo practitioner managing roughly $15.8 million for about 66 clients, and its principal holds multiple securities registrations and a Chartered Leadership Fellow designation, which contribute to the firm’s operational capacity and service scope.

To learn more about the advisors currently working at Stapleton Financial Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.