State Road, NC Office

SteelPeak Wealth, LLC serves a broad mix of clients including individual (both non‑HNW and high‑net‑worth) investors, pension and profit‑sharing plans, trusts, charities, family offices, private funds and registered investment companies. The firm offers financial planning and retirement plan consulting, discretionary portfolio management, alternative strategies and private placement investment consulting, and provides access to non‑purpose loan (margin) solutions.

The firm typically implements its advice through proprietary and custom model portfolios (SteelPeak Elite and SteelPeak Exclusive) overseen by its Institute of Portfolio Management & Economic Strategy, allocating among mutual funds, ETFs, independent managers and alternative investments, with ongoing monitoring and rebalancing. For eligible accredited and qualified clients, SteelPeak conducts due diligence on privately placed securities and pooled vehicles and may allocate client capital to independent managers and third‑party alternatives as part of its SteelPeak Alternative Solutions program.

Distinctive features include serving as investment adviser and affiliate general partner to multiple affiliated private funds (for example, SP Capital Opportunity I‑A, SP Long‑Short Equity Strategy LP, SP Goal‑Line Growth Fund and Alpha Summit Tax Optimization Fund, LP) and acting as investment manager to a registered interval fund (Alpha Summit Strategic Alternatives Fund, ALTSX), which involve pooled structures and limited liquidity. Those roles entail performance‑based compensation (carried interest and allocations), fee discounts for certain SteelPeak clients in some funds, and the firm’s continued receipt of management fees on assets invested in its funds—circumstances the brochure identifies as potential conflicts of interest.