Stratos Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,394,810,797
Clients
4,928
Advisors
69
across 29 offices
About
Stratos Wealth Advisors serves individual and institutional clients, including high‑net‑worth households and retirement plans, through a network of 71 investment advisory representatives across multiple teams. The firm provides financial planning, ongoing portfolio management (wrap and non‑wrap), third‑party manager programs, and other advisory services tailored to individual goals.
Investment advice is delivered primarily by IARs who construct customized asset allocations or implement model portfolios and may use sub‑advisers or platform solutions (including third‑party managers available through Fidelity, Schwab, Envestnet, and SEI). Services include discretionary account management, subscription and hourly financial planning, held‑away and retirement‑participant management using third‑party technology, and an outsourced CIO offering delivered in coordination with a sub‑adviser.
Compared with many multi‑team firms, SWA operates under indirect common ownership with SEI entities, and the brochure discloses ongoing use of SEI Investment Management Corporation as a sub‑adviser and SEI Private Trust Company as a custodian, including participation in an SEI Integrated Cash Program and related sweep arrangements that affect custody and cash management. The firm also discloses other atypical operational features — such as an insurance consulting relationship with DPL, conversion and transition support tied to its SEI affiliation, and a mix of independent contractor and employee IARs (with some equity interests in affiliated holding entities) — all of which the brochure identifies as potential conflicts of interest to consider.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Flat fee financial planning; fees negotiable and vary by complexity and services
Up to 2.0% annually maximum for advisor-managed non-wrap accounts
Hourly consulting fees typically up to $500 per hour, may be higher in certain cases
Subscription financial planning services with fees negotiated between IAR and client, may be monthly or quarterly
Account minimum: $10,000 Minimum fee: Negotiable; in limited cases, flat fee up to 2.0% of assets under management Fee-only: Financial planning and consulting fees separate from advisory fees; negotiable; hourly rates up to $500/hour, flat fees also available; subscription fees negotiable
Main office
See office3750 Park East Drive, Suite 200
Beachwood OH 44122
Advisors at this office
4
Offices (29)
Cincinnati, OH
10300 Alliance Road, Cincinnati, OH 45242
7 advisors
Pepper Pike, OH
29525 Chagrin Blvd, Suite 305, Pepper Pike, OH 44122
6 advisors
Reno, NV
10615 Professional Circle Suite 206, Reno, NV 89521
6 advisors
Rockland, MA
1050 Hingham St, 2nd Floor, Rockland, MA 02370
6 advisors
Dublin, OH
5080 Tuttle Crossing Blvd. Suite 250, Dublin, OH 43016
5 advisors
Most active in
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Also doing business as
A. Carmi Financial, Inc. · Acmejackwealthmanagement · August Wealth Advisors · Barnwood Capital · Century Wealth Partners · Clapboard Hill Private Wealth · Emeritus Wealth Management · Feller Wealth Management · Flagship Financial Advisors · Freitas Wealth Management Group · Ga Investment Management · Generations Investment Management · Gierl Augustine Investment Management · Intersecting Wealth, LLC · Invessent Wealth Managemenrt · Jf Wealth Management, LLC · Kowal Financial Advisors · Kyros Wealth Management · Majied Financial Group, LLC · Mccann Wealth Management · New View Wealth Advisory · Nextier Wealth Management · Nilsen Financial Services, LLC · Palatine Hill, LLC · Park Edge Advisors · Pierce Wealth Partners · Pistone Wealth Advisors · Purposeful Wealth · Reno Tahoe Wealth Management · Retirement Corporation Of America · Riverbend Wealth Management · Riverview Wealth Partners · Spain & Smith Wealth Advisors · Stratos Wealth Advisors LLC · Synergy Wealth Management · Tamarack Trail Investment Partners · The Lowrie Wealth Management Group · The Retirement Corporation Of America · True North Wealth Partners · Veritas Boston Wealth Management · Wozny Capital Advisors, LLC · Young American Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)