Stuart Investment Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$606,517,461
Clients
386
Advisors
2
of 4 employees
About
Stuart Investment Advisors is an SEC-registered investment adviser that provides discretionary and non-discretionary investment management to individuals, high-net-worth clients, retirement plans, trusts, estates, charitable organizations, foundations, and corporations. The firm constructs portfolios primarily from low-cost mutual funds and ETFs and also offers retirement plan advisory services designed to assist plan sponsors in meeting ERISA fiduciary obligations.
The firm describes a fundamental-analysis, generally long-term investment approach while tailoring strategies through ongoing client contact, asset allocation, portfolio construction and periodic rebalancing; it may retain legacy positions for tax or fit reasons and will use cash or short-term trades as hedges when appropriate. SIA discloses that it conducts formal reviews at least annually and, per a recent amendment, may engage in borrowing transactions for certain client accounts.
What distinguishes the firm within its peer group is the scale of assets and client coverage: as of December 31, 2025 SIA reported approximately $630.5 million in assets across 386 clients, yielding more than $200 million in AUM per advisor and over 200 clients per advisor — levels that are atypical for team firms. The firm also serves retirement-plan relationships in ERISA 3(21) and 3(38) capacities, reports serving pooled plan clients while not operating proprietary funds, and maintains an institutional relationship with Raymond James that provides platform and software support.
Client services
Expertise
Fee options
$0 - $250,000: 1.50% $250,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Account minimum: $250,000
Main office
623 W 38th Street, Suite 110
Austin TX 78705-1212
Advisors at this office
2
Most active in
Arizona · California · Colorado · Texas
Also doing business as
Carl Stuart Investment Advisor, Inc. · Carl Stuart Investment Advisor, Inc. Raymond James · Stuart Carl Investment Advisor Inc. · Stuart Investment Advisors, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Carl S
Series 63, Series 65
Austin, TX
Stuart Investment Advisors, Inc.
Carl Stuart is a financial advisor with Stuart Investment Advisors, Inc. in Austin, TX, holding Series 63 and Series 65 credentials and bringing 47 years of industry experience. His prior work includes roles at GLG (Gerson Lehman Group Inc) and Raymond James Financial Services, Inc. He has operated his own advisory firm since 1997. Stuart Investment Advisors provides discretionary and non-discretionary investment management and retirement-plan advisory services to individuals, high-net-worth clients, trusts, estates, charitable organizations, government entities, and corporations. The firm’s long-term, fundamentally driven investment approach emphasizes customized portfolios of low-cost mutual funds and ETFs, with ongoing monitoring and rebalancing conducted through client-designated custodians.
Lindsey S
Series 65
Austin, TX
Stuart Investment Advisors, Inc.
Lindsey Stuart is a financial advisor at Stuart Investment Advisors, Inc. in Austin, TX, holding a Series 65 credential with two years of industry experience. Prior to her current role, she worked for the Austin Independent School District for nine years. Stuart Investment Advisors provides discretionary and non-discretionary investment management and retirement-plan advisory services to a diverse client base, including individuals, high-net-worth investors, trusts, estates, charitable organizations, and corporate entities. The firm employs a long-term, fundamentally driven investment approach, utilizing low-cost, diversified mutual funds and ETFs, and offers ERISA fiduciary services with tailored asset allocation and ongoing client engagement.
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