A complete list of active advisors currently associated with Summit Financial, LLC

Warmer can help you find a great advisor at Summit Financial, LLC or one who fits your needs even better.

Summit Financial is a national SEC‑registered adviser serving individuals (including high‑net‑worth clients), corporations, pension and profit‑sharing plans, and charitable organizations; the firm reports approximately $22.47 billion in assets under management and operates with about 215 Financial Advisors across a large client base. Services include discretionary portfolio management through firm‑run Managed Portfolios, advisor‑led asset management (SAA, APM/FMA), financial planning, retirement plan advisory (3(21)/3(38)), access to third‑party managers and direct alternative investment offerings. Summit combines centralized investment oversight—an Investment Management Committee and CIO that run firm models—with a wide array of advisor‑directed programs where Financial Advisors construct portfolios and, in many cases, clients retain final trade approval; some programs are discretionary while others (including SEI Mutual Fund Portfolios, SAA, and outside‑monitoring arrangements) are managed on a consultative, non‑discretionary basis. The firm deploys model portfolios, mutual funds, ETFs and alternative investments, offers an APM Plus collaborative implementation model, and uses third‑party platforms and decision‑support tools (including AI‑based research) to support investment selection and monitoring. Compared with many large enterprise peers, Summit maintains a notable mix of non‑discretionary programs and held‑away account solutions—such as Wealth Manager‑Directed non‑discretionary options within SEI, outside investment monitoring, and use of third‑party platforms for retirement plan participant accounts—which results in a substantial portion of assets being managed with ongoing client approval. The firm’s platform is also characterized by multiple custodian arrangements, third‑party manager and referral relationships, and affiliated insurance and broker/dealer activities (disclosed in its brochure), all of which are identified as potential conflicts and described in its compliance disclosures.

To learn more about the advisors currently working at Summit Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.