Scottsdale, AZ Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Summit Wealth Group
Multi-team
Firm-wide stats for Summit Wealth Group
About
Summit Wealth Group LLC provides wealth management and financial planning to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, businesses, and retirement plans. Services described in the brochure include discretionary investment management (offered in a wrap‑fee structure), standalone financial planning, family office and wealth planning, and retirement plan advisory (including 3(21) and 3(38) services), generally billed as a percentage of assets under management.
The firm states it customizes target allocations based on each client’s financial profile, goals, liquidity needs and risk tolerance, and uses a range of analytical approaches (asset allocation, fundamental, technical, quantitative and direct indexing) with tax‑loss harvesting when appropriate. Summit frequently implements strategies through third‑party money managers and sub‑advised models (including arrangements with SEI Investments Management Corporation) and monitors accounts on an ongoing basis with at least annual reviews.
Several operational features in the brochure are atypical for peers: some advisory representatives are also registered representatives of Purshe Kaplan Sterling Investments and certain advisory persons are licensed insurance professionals who receive commissions for insurance product sales, conflicts the firm discloses and manages. The brochure also discloses the firm’s use of client testimonials in advertising, a bundled wrap‑fee program, a secured‑loan program offered through Goldman Sachs Bank, and that Summit reported over $2.3 billion in discretionary AUM soon after forming in 2025.
Based on Summit Wealth Group
Location
14500 N Northsight Blvd, Suite 112
Scottsdale AZ 85260
Advisors at this office
3
Advisors at this office
David N
CFP®, Series 66
Scottsdale, AZ
Summit Wealth Group
David Newby is a Certified Financial Planner™ with 16 years of industry experience. He is currently associated with Summit Wealth Group in Scottsdale, AZ, having worked there and with Commonwealth Financial Network since 2024. Prior to that, he spent six years at Jackson National Life Distributors LLC. Summit Wealth Group LLC provides wealth management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, businesses, and retirement plans. The firm customizes investment strategies based on clients’ financial profiles and goals, employing various analytical methods and frequently utilizing third-party money managers and sub-advised models.
Charles M
CFP®, ChFC®, Series 63
Scottsdale, AZ
Summit Wealth Group
Charles Morris is a CFP® and ChFC® with 43 years of experience in the financial services industry. He is currently with Summit Wealth Group LLC and Purshe Kaplan Sterling Investments and has previously worked with Commonwealth Financial Network. Outside of his advisory role, he serves as a board member and partial owner of family timber and sawmill companies. Summit Wealth Group provides wealth management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, businesses, and retirement plans. The firm employs a customized investment approach that integrates asset allocation, fundamental, technical, and quantitative strategies, often utilizing third-party money managers and sub-advised models.
Robert M
CFP®, Series 66
Scottsdale, AZ
Summit Wealth Group
Robert Marks is a Certified Financial Planner (CFP®) with 12 years of industry experience. He has been with Summit Wealth Group since 2016 and holds a Series 66 license. Outside of his advisory role, he owns Fore Right, LLC, a private entity established for personal tax purposes, and co-owns a marketing company based in Colorado. Summit Wealth Group LLC provides wealth management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, businesses, and retirement plans. The firm offers customized investment allocations using various analytical approaches and frequently implements strategies through third-party money managers and sub-advised models.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")