Swan Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$320,624,596
Clients
667
Advisors
6
of 21 employees
About
Swan Capital provides asset management, financial planning, private placement and consulting services to individuals, high‑net‑worth clients, trusts, estates, and investors in pooled vehicles. The firm offers discretionary model portfolios, direct indexing, retirement-plan consulting for held‑away accounts, donor‑advised fund investment management through an unaffiliated sponsor, and periodic educational seminars.
The firm’s investment process emphasizes fundamental analysis applied across four model portfolios (Aggressive, Growth, Balanced, Dividend), with regular rebalancing and discretionary trading aligned to client objectives. Swan Capital also implements direct indexing with tax‑management techniques and uses third‑party platforms to connect and manage held‑away retirement accounts and donor‑advised fund assets.
Swan Capital is notable among similarly sized team advisers because it serves pooled investment vehicles and acts as adviser and general partner to private funds while simultaneously managing individual client accounts, and it uses performance‑based compensation arrangements for certain strategies. In addition, some supervised persons are licensed to sell insurance and may receive commission‑based compensation, and the firm’s combination of fund sponsorship, pooled‑vehicle management, DAF services, and educational programming presents conflicts of interest clients should review.
Client services
Expertise
Occupation focus
Fee options
$0+: 1.2% annually for standard asset management accounts, charged monthly in arrears $0+: Fees for held away account management up to 1.2% annually, charged quarterly in arrears, negotiable $0 - Undefined: DAFgiving360 administrative fee tiered schedule: First $500,000: 0.60%; Next $500,000: 0.30%; Next $1,500,000: 0.20%; Next $2,500,000: 0.15%; Next $5,000,000: 0.13%; Next $5,000,000: 0.12%; $15,000,000+: 0.10% $100,000+: 1.00% to 3.00% per annum for private equity real estate funds (Cygnet Fund, Swan Nest Fund), depending on investor share class
Additional compensation from sales of insurance products received by Managing Member as licensed insurance agent; specific amounts not stated
Financial planning and consulting services billed at $250 per hour, negotiable
Performance fee for Direct Indexing strategy: 20% of gains (80% to client), charged quarterly with high-water mark; up to 40% performance fee on private fund (Cygnet and Swan Nest) investments for qualified clients, as described in Offering Documents
Fee-only: Financial planning and consulting charged at $250 per hour, fees negotiable
Main office
Pensacola FL
Advisors at this office
6
Most active in
Alabama · Colorado · Florida · Georgia · Louisiana · North Carolina · Texas
Also doing business as
Cygnet Fund 2024, Lp · Cygnet Fund Lp · Swan Capital · Swan Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Lucas J
Series 65
Pensacola, FL
Swan Capital
Lucas Juery is a Series 65-licensed financial advisor at Swan Capital with four years of industry experience. He has worked at Swan Capital since 2021 and previously held roles at Airbus Defense & Space and the University of West Florida. Swan Capital provides asset management, financial planning, private placement, and consulting services to individuals, high-net-worth clients, trusts, estates, and investors in pooled vehicles. The firm’s investment approach centers on fundamental analysis applied across diversified model portfolios, along with direct indexing, retirement-plan consulting, and educational seminars.
Andrew M
Series 65
Pensacola, FL
Swan Capital
Andrew McNair is a Series 65-licensed financial advisor with Swan Capital in Pensacola, FL, bringing 13 years of industry experience. He has been with Swan Capital since 2012, including his current role since 2019, and previously worked at AE Wealth Management from 2016 to 2020. McNair is also an adjunct professor at Pensacola State College, where he teaches a course on long-term care, and he is an author of published books. Swan Capital provides asset management, financial planning, private placement, and consulting services to individuals, high-net-worth clients, trusts, estates, and pooled investment vehicles. The firm uses a fundamental analysis-driven investment process across multiple model portfolios and offers services including direct indexing, retirement-plan consulting for held-away accounts, and donor-advised fund investment management.
Jamie V
Series 65
Pensacola, FL
Swan Capital
Jamie Via is a financial advisor at Swan Capital with a Series 65 credential and two years of industry experience. Prior to joining Swan Capital, Jamie held positions at various financial services and educational institutions. Swan Capital provides asset management, financial planning, private placement, and consulting services to individuals, high-net-worth clients, trusts, estates, and investors in pooled vehicles. The firm emphasizes fundamental analysis across model portfolios and offers solutions including discretionary trading, direct indexing, retirement-plan consulting, and donor-advised fund investment management.
Arthur L
Series 65
Pensacola, FL
Swan Capital
Arthur Lima D'el Rei Fraga is a Series 65-registered advisor with Swan Capital in Pensacola, FL. He has been with Swan Capital since 2025 and has prior experience in educational roles at the University of West Florida and Missouri Valley College. Swan Capital provides asset management, financial planning, private placement, and consulting services to individuals, high-net-worth clients, trusts, estates, and investors in pooled vehicles. The firm employs fundamental analysis across multiple model portfolios and offers services including direct indexing, retirement-plan consulting, and donor-advised fund investment management.
William M
Series 66
Pensacola, FL
Swan Capital
William Moy is a financial advisor at Swan Capital in Pensacola, FL, with two years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones and First Command Brokerage Services, Inc. Prior to his financial career, he served in the United States Marine Corps for two years. Swan Capital provides asset management, financial planning, private placement, and consulting services to individuals, high-net-worth clients, trusts, estates, and investors in pooled vehicles. The firm’s investment process focuses on fundamental analysis applied across multiple model portfolios, incorporating direct indexing and tax-management techniques.
Jacob H
Series 65
Pensacola, FL
Swan Capital
Jacob Hawkins is a financial advisor with Swan Capital in Pensacola, FL. He holds a Series 65 designation and has been with Swan Capital since 2024. Prior to joining Swan Capital, he held roles at Soulcial Kitchen, Ethos Consulting Group, Becker Dyer Stanton Funeral Home, Moila Country Club, Benedictine College, and Floyd Construction. Swan Capital provides asset management, financial planning, private placement, and consulting services to individuals, high-net-worth clients, trusts, estates, and investors in pooled vehicles. The firm emphasizes fundamental analysis across several model portfolios and incorporates direct indexing with tax management, while also managing private funds alongside individual client accounts.
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