A complete list of active advisors currently associated with SWAN Capital

Warmer can help you find a great advisor at SWAN Capital or one who fits your needs even better.

Swan Capital provides discretionary asset management, financial planning, private placement consulting and retirement-plan consulting to individuals, high‑net‑worth clients, trusts, estates and pooled investment vehicles; the firm reported roughly $315 million in discretionary assets under management as of December 31, 2025. It also offers held‑away account management via a third‑party platform (Pontera) and runs no‑charge educational seminars focused on common retirement topics. The firm manages four model portfolios (Aggressive, Growth, Balanced and Dividend) composed of mutual funds, ETFs, individual stocks and bonds, and applies fundamental analysis and third‑party research to guide active portfolio management and periodic rebalancing under discretionary authority. Swan Capital provides modular and comprehensive financial planning, coordinates with clients’ other advisors on tax and estate matters, and can be engaged on a project or ongoing consulting basis. Distinctive features include acting as the general partner and investment adviser to private pooled funds (the Cygnet and Swan Nest series), sponsoring private equity real estate and non‑correlated income‑producing asset vehicles and employing performance‑based compensation arrangements for qualifying investors—arrangements the brochure notes and addresses as potential conflicts. The firm’s principals are licensed to sell insurance and may receive commissions or incentive awards for such sales, and Swan Capital also uses an online estate‑document platform to assist clients with estate planning, which differentiates it from many peers.

To learn more about the advisors currently working at SWAN Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.