Swan DFW Financial Solutions, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SWAN DFW Financial Solutions, LLC advises individual clients and small business owners on portfolio management and financial planning, and reports roughly $33.75 million in assets under management across two advisors and about 112 clients. The firm provides both discretionary and non-discretionary asset management, prepares Investment Policy Statements, and offers fee-based comprehensive financial planning engagements.
The firm’s investment process uses Modern Portfolio Theory and a long-term strategy, drawing on tools such as Morningstar and MoneyGuidePro, and monitors accounts through periodic (quarterly or annual) reviews and rebalancing. SWAN DFW typically recommends custodians such as Interactive Brokers or Charles Schwab, may introduce third‑party money managers for clients who need higher‑minimum strategies, and supports client‑imposed restrictions on holdings.
Notable distinctions include the availability of performance‑based fee arrangements for qualified clients using a high‑water‑mark and hurdle‑rate framework, and the advisors’ active insurance business: principals are licensed insurance agents who may sell recommended insurance products and receive commissions, a relationship the brochure discloses as a potential conflict of interest. The firm also discloses that advisors devote substantial time to insurance sales (reported at about 120 hours per month) and may receive compensation from third‑party managers, which could affect recommendations and should be considered when evaluating the firm.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fee $1,500 (may be negotiable)
1.00% annually
$150/hour (may be negotiable)
10% of net annual gains above 0% hurdle rate for qualified clients
Fee-only: Financial planning fixed fee of $1,500 (may be negotiable); hourly fee $150/hour (may be negotiable)
Main office
Fort Worth TX
Advisors at this office
2
Most active in
Louisiana · Texas
Also doing business as
Hinojosa & Associates · Swan Dfw Financial Solutions, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Hector H
CFP®, Series 63, Series 66
Fort Worth, TX
Swan DFW Financial Solutions, LLC
Hector Hinojosa is a CFP® professional with 22 years of experience, currently serving at Swan Dfw Financial Solutions, LLC since 2014. He has held multiple roles including founder and executive director of Financial Education For America and board member positions at nonprofit organizations such as First Tee of Fort Worth and Genesis Alliance. He is also involved in ministry work through Ministerio Next Generation. Swan Dfw Financial Solutions provides investment advisory and financial planning services primarily to individuals and small business owners. The firm emphasizes long-term asset allocation based on Modern Portfolio Theory, uses tools like Morningstar and MoneyGuidePro, and offers customized investment policy statements, managing accounts on both discretionary and non-discretionary bases.
Joshua H
Series 65
Fort Worth, TX
Swan DFW Financial Solutions, LLC
Joshua Hinojosa is a financial advisor at Swan DFW Financial Solutions, LLC with four years of industry experience. He holds a Series 65 designation and has worked with Camp Barnabas and The Hills Church. In addition to his advisory role, Hinojosa is an independent insurance sales agent. Swan DFW Financial Solutions advises individual clients and small business owners on portfolio management and financial planning, managing approximately $33.75 million in assets. The firm employs a long-term investment strategy based on Modern Portfolio Theory and utilizes tools like Morningstar and MoneyGuidePro to support client portfolios through regular reviews and rebalancing.
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