A complete list of active advisors currently associated with Swan DFW Financial Solutions, LLC
Warmer can help you find a great advisor at Swan DFW Financial Solutions, LLC or one who fits your needs even better.
SWAN DFW Financial Solutions, LLC advises individual clients and small business owners on portfolio management and financial planning, and reports roughly $33.75 million in assets under management across two advisors and about 112 clients. The firm provides both discretionary and non-discretionary asset management, prepares Investment Policy Statements, and offers fee-based comprehensive financial planning engagements. The firm’s investment process uses Modern Portfolio Theory and a long-term strategy, drawing on tools such as Morningstar and MoneyGuidePro, and monitors accounts through periodic (quarterly or annual) reviews and rebalancing. SWAN DFW typically recommends custodians such as Interactive Brokers or Charles Schwab, may introduce third‑party money managers for clients who need higher‑minimum strategies, and supports client‑imposed restrictions on holdings. Notable distinctions include the availability of performance‑based fee arrangements for qualified clients using a high‑water‑mark and hurdle‑rate framework, and the advisors’ active insurance business: principals are licensed insurance agents who may sell recommended insurance products and receive commissions, a relationship the brochure discloses as a potential conflict of interest. The firm also discloses that advisors devote substantial time to insurance sales (reported at about 120 hours per month) and may receive compensation from third‑party managers, which could affect recommendations and should be considered when evaluating the firm.
To learn more about the advisors currently working at Swan DFW Financial Solutions, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Fort Worth, TX
| 22
| |
Fort Worth, TX
| 4
|
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