Swan Retirement Strategies
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$45,166,000
Clients
155
Advisors
1
of 2 employees
About
SWAN Retirement Strategies provides investment advisory and financial planning services to individuals and high net worth individuals. Its services include portfolio management and managed account programs, recommendations and allocations across cash, stocks, mutual funds, bonds and annuities, and preparation of written investment strategies.
The firm tailors advice to each client’s goals, time horizon and risk tolerance and may manage accounts on a discretionary basis after a signed agreement. SWAN’s stated methods include asset allocation, dollar‑cost averaging, technical analysis and both long‑ and short‑term purchase strategies, and it may use third‑party sub‑advisors or wrap‑fee programs to implement client portfolios.
The brochure notes the firm was newly established in July 2024 and currently reports no assets under management, a notable operational detail for a solo independent adviser. The firm’s principal is also a licensed insurance agent who may offer commissionable insurance products (the brochure discloses up to 30% of the principal’s time can be spent on insurance activities) and the firm discloses its supervisory role and potential conflicts when recommending sub‑advisors or insurance solutions.
Client services
Expertise
Fee options
$1,000 to $10,000 per project for financial planning
$0 - $1,000,000: 1.25% $1,000,000 - $5,000,000: 1.00% $5,000,000+: 0.75%
$100 - $1,000 per hour, negotiable
Main office
2553 Fruitville Road
Sarasota FL 34237
Advisors at this office
1
Most active in
Florida
Also doing business as
Swan Investment Strategies, LLC · Swan Retirement Strategies
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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