Swartz Wealth Management LLC
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About
Swartz Wealth Management LLC is a newly established registered investment adviser that offers ongoing portfolio management and one‑time or modular financial planning to individuals, high‑net‑worth clients, and entities such as trusts and estates. The firm provides both discretionary and non‑discretionary services and uses asset‑based fees for ongoing management while also offering hourly billing for standalone planning work.
The firm’s investment approach emphasizes passive, long‑term strategies implemented largely with low‑cost index funds and ETFs and guided by strategic asset allocation tailored to each client’s Investment Policy Statement. Management relies on fundamental analysis and specified planning assumptions to construct and monitor portfolios, and delivers written financial plans and periodic account reviews consistent with those policies.
Compared with many investment_manager peers, the firm is notable for its content and education focus: it publishes newsletters/periodicals and conducts educational seminars and workshops for clients and prospects, currently provided at no additional charge. The adviser also discloses that it is newly formed with no assets under management and that its principal holds insurance licenses and may receive commission income when acting in that capacity, a potential conflict of interest clients should consider.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,000.01 - $1,000,000: 1.25% $1,000,000.01 - $2,500,000: 1.00% $2,500,000.01 - $5,000,000: 0.85% $5,000,000.01+: 0.75%
$150 per hour
Main office
See officeChicago IL
Advisors at this office
1
Most active in
Illinois · Michigan · Texas
Also doing business as
Swartz Wealth Management · Swartz Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jacob S
Series 63, Series 65
Chicago, IL
Swartz Wealth Management LLC
Jacob Swartz is a financial advisor at Swartz Wealth Management LLC in Chicago, IL, holding Series 63 and Series 65 licenses with one year of industry experience. Prior to his current role, he worked at Level EX and Chicago Capital Management among other positions. He is also the owner of a life and health insurance business, selling insurance on a part-time basis outside of trading hours. Swartz Wealth Management LLC provides portfolio management and financial planning services to individuals, high-net-worth clients, and entities such as trusts and estates. The firm employs a passive, long-term investment approach focused on low-cost index funds and ETFs, supported by strategic asset allocation and fundamental analysis. It offers educational content and seminars at no additional charge.
Adam S
Series 65
Rockford, MI
Swartz Wealth Management LLC
Adam Skedgell is a Series 65-licensed advisor at Swartz Wealth Management LLC with one year of industry experience. He previously worked at Adfam LLC for a total of four years, interspersed with periods of unemployment. Swartz Wealth Management LLC is a newly established registered investment adviser that provides portfolio management and financial planning services to individuals, high-net-worth clients, and entities such as trusts and estates. The firm emphasizes passive, long-term investment strategies using low-cost index funds and ETFs, supported by fundamental analysis and strategic asset allocation.
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