Chicago, IL Office

Swartz Wealth Management LLC is a newly established registered investment adviser that offers ongoing portfolio management and one‑time or modular financial planning to individuals, high‑net‑worth clients, and entities such as trusts and estates. The firm provides both discretionary and non‑discretionary services and uses asset‑based fees for ongoing management while also offering hourly billing for standalone planning work.

The firm’s investment approach emphasizes passive, long‑term strategies implemented largely with low‑cost index funds and ETFs and guided by strategic asset allocation tailored to each client’s Investment Policy Statement. Management relies on fundamental analysis and specified planning assumptions to construct and monitor portfolios, and delivers written financial plans and periodic account reviews consistent with those policies.

Compared with many investment_manager peers, the firm is notable for its content and education focus: it publishes newsletters/periodicals and conducts educational seminars and workshops for clients and prospects, currently provided at no additional charge. The adviser also discloses that it is newly formed with no assets under management and that its principal holds insurance licenses and may receive commission income when acting in that capacity, a potential conflict of interest clients should consider.