A complete list of active advisors currently associated with SWMG, LLC

Warmer can help you find a great advisor at SWMG, LLC or one who fits your needs even better.

SWMG serves individual clients (including high‑net‑worth households), trusts, estates, retirement accounts, and business entities with comprehensive and modular financial planning, investment management, tax‑overlay services, and facilitated estate‑document preparation via a third‑party platform. The firm delivers investment management on both discretionary and non‑discretionary bases and commonly implements strategies through third‑party asset managers using unified managed accounts. The firm relies on third‑party model portfolios and UMA managers to construct and implement client portfolios, and it conducts periodic reviews at least quarterly while offering tax‑aware overlay options where appropriate. SWMG incorporates technology into client interactions — including video conferencing and audio/video transcription tools for documentation — and uses a third‑party platform to manage held‑away accounts while avoiding direct access to client login credentials. Distinctive features noted in the brochure include a program of paid financial education seminars and workshops used to promote advisory services (sometimes offered through local colleges and with an optional consultation), and the firm’s facilitation of estate planning through a third‑party provider for clients. SWMG also discloses affiliations with an insurance agency and a real‑estate investment/management business, the use of foreign‑based administrative support for non‑advisory tasks, and a requirement that managed accounts be custodied at Schwab or Pershing.

To learn more about the advisors currently working at SWMG, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

You can also browse SWMG, LLC's office locations.