A complete list of active advisors currently associated with SWMG, LLC

Warmer can help you find a great advisor at SWMG, LLC or one who fits your needs even better.

SWMG, LLC provides financial planning and investment advisory services to individuals (including trusts, estates, IRAs and 401(k)s), high‑net‑worth clients, and business entities. The firm offers comprehensive and modular financial planning, investment management through third‑party asset managers in unified managed accounts, and a tax overlay program for taxable accounts. Investment programs are implemented using a mix of discretionary and non‑discretionary arrangements with third‑party managers and model portfolios, and SWMG draws on fundamental and technical analysis as well as modern portfolio theory in constructing allocations. The firm reviews accounts periodically (quarterly reports and at least semi‑annual reviews) and uses a third‑party platform to facilitate management of held‑away assets and rebalancing. Noteworthy features disclosed in the brochure include a program of paid financial education seminars and workshops (with course materials and optional consultations), the use of video conferencing and audio/video transcription tools to document client interactions, and the use of foreign‑based administrative support for non‑advisory tasks. The firm also discloses affiliations with an insurance agency and a real‑estate investment entity and describes related conflicts of interest that are disclosed to clients when relevant.

To learn more about the advisors currently working at SWMG, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.