Monrovia, CA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Syndicated Capital, Inc.
Team
Firm-wide stats for Syndicated Capital, Inc.
About
Syndicated Capital, Inc. provides money management, portfolio management and wealth management services to individuals, trusts, corporations and 401(k) plans, managing roughly $137 million on a discretionary basis and over $5 million on a non-discretionary basis as of December 31, 2025. The firm offers customized advisory programs on both discretionary and non‑discretionary bases and does not impose an account minimum for opening or maintenance.
Investment programs are constructed from publicly traded equities, ETFs, fixed income and mutual funds and are tailored to each client’s objectives, risk tolerance and time horizon; clients may place restrictions on specific securities and advisers may aggregate trades across accounts. Custodial arrangements are disclosed in the brochure: Syndicated Capital has maintained a clearing agreement with Pershing since 2003 and added Charles Schwab as an additional custodian in early 2026, and the firm discloses ticket charges and receipt of 12b‑1 mutual fund compensation.
What distinguishes Syndicated Capital from many multi‑advisor peers is its broker‑dealer activity and the dual registration of certain management persons, along with a small number of representatives who also act as insurance agents — features that are uncommon in this peer group. The brochure also discloses several past regulatory matters, including FINRA fines and a voluntary SEC reporting and disgorgement in 2019, which the firm notes were tied to legacy matters and the broker‑dealer side of its business.
Based on Syndicated Capital, Inc.
Location
825 S Primrose Avenue, Suite E
Monrovia CA 91016
Advisors at this office
2
Advisors at this office
Stephen K
Series 63, Series 65
Monrovia, CA
Syndicated Capital, Inc.
Stephen Kagawa is a financial advisor with Syndicated Capital, Inc. He holds Series 63 and Series 65 licenses and has 32 years of industry experience. His career includes long-term roles at Intersecurities, Inc. and the Stephen Kagawa Agency. Outside of his advisory work, he serves as President and CEO of The Pacific Bridge Companies, which oversees multiple subsidiaries in insurance, wealth resources, investment services, and consulting. Syndicated Capital, Inc. provides money management and wealth management services to individuals, trusts, corporations, and 401(k) plans, managing approximately $137 million on a discretionary basis. The firm offers customized investment programs primarily using publicly traded equities, ETFs, fixed income, and mutual funds tailored to client objectives and risk tolerances.
Mark Paul J
Series 66
Monrovia, CA
Syndicated Capital, Inc.
Mark Paul Juloya is a financial advisor with Syndicated Capital, Inc., holding a Series 66 license and 16 years of industry experience. Prior to joining Syndicated Capital in 2022, he worked at Creative Benefits, Inc. and Ameritas Life Insurance Corp. Juloya has been involved in benefits consulting and fixed insurance sales to business owners and their employees. Syndicated Capital, Inc. provides money management, portfolio management, and wealth management services to individuals, trusts, corporations, and 401(k) plans. The firm manages assets on both discretionary and non-discretionary bases, offering customized advisory programs tailored to clients’ objectives and risk tolerance.
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