Warrendale, PA Office

Synergy Investment Group, LLC provides investment advisory and financial planning services to individual and high‑net‑worth clients. The firm offers discretionary managed account portfolio management alongside financial planning services that can range from comprehensive written plans to limited or hourly consultations.

The firm generally manages client assets on a discretionary basis and tailors portfolios using a mix of mutual funds, ETFs, equities, fixed income and other instruments, applying asset‑allocation and stock‑selection strategies based on clients’ financial information and risk profiles. Clients receive ongoing advice and custodial account statements at least quarterly, and may impose reasonable restrictions on how their accounts are managed.

Synergy’s structure and practices are notable relative to peers: it operates within a holding group that includes an affiliated insurance business and affiliated broker‑dealer interests, frequently uses a particular broker‑dealer/custodian relationship, and its agents may be dually registered and receive commissions on transactions outside the managed account program and for insurance sales. The firm also discloses prior regulatory actions by FINRA/NASD concerning supervisory deficiencies and private placements that were resolved with fines and censures, a disclosure event that is uncommon among similar advisers and relevant when assessing potential conflicts of interest around brokerage routing and product recommendations.