Synergy Investment Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Synergy Investment Group, LLC provides investment advisory and financial planning services to individual and high‑net‑worth clients. The firm offers discretionary managed account portfolio management alongside financial planning services that can range from comprehensive written plans to limited or hourly consultations.
The firm generally manages client assets on a discretionary basis and tailors portfolios using a mix of mutual funds, ETFs, equities, fixed income and other instruments, applying asset‑allocation and stock‑selection strategies based on clients’ financial information and risk profiles. Clients receive ongoing advice and custodial account statements at least quarterly, and may impose reasonable restrictions on how their accounts are managed.
Synergy’s structure and practices are notable relative to peers: it operates within a holding group that includes an affiliated insurance business and affiliated broker‑dealer interests, frequently uses a particular broker‑dealer/custodian relationship, and its agents may be dually registered and receive commissions on transactions outside the managed account program and for insurance sales. The firm also discloses prior regulatory actions by FINRA/NASD concerning supervisory deficiencies and private placements that were resolved with fines and censures, a disclosure event that is uncommon among similar advisers and relevant when assessing potential conflicts of interest around brokerage routing and product recommendations.
Client services
Expertise
Fee options
Maximum fee of $15,000, negotiable, for Comprehensive Financial Planning.
$0 - $249,999: 2.00% $250,000 - $749,999: 1.75% $750,000 - $1,999,999: 1.25% $2,000,000+: 0.75%
Advisory clients in Managed Account Program do not pay commissions, but agents receive commissions on transactions in non-Managed Account Program assets.
Maximum $250/hour, negotiable, for Limited Financial Planning and Hourly Financial Planning & Consultation services.
Account minimum: $25,000
Main office
See office708 McLain Road
Kannapolis NC 28083
Advisors at this office
1
Offices (2)
Most active in
North Carolina · Pennsylvania
Also doing business as
A.D. Vallett & Co. · Advantage Financial Services · Arriba Invesment & Exchange Corporation · Arriba Investment Management · Avellar Advisors, Inc. · Bridgedal Capital Management · Buffalo Shield Financial Planning · Charter Financial Group · Clout, Inc. · Compass Wealth Management · Devon Financial Group, Ltd · Don E. Smith Co. · Fox & Fin And Lipski Securities · Haney & Alexander Investment Management · Hulsey Financial Services · Ina Tax Advisors, Inc. · John M. Blumberg, Cpa, Pc · Lbs Financial Services, LLC · Mcculley & Wilkinson, Inc. · Oklahoma Financial Group · Old Towne Financial Management, Inc. · Overson Advisory Group · Overson Tax Advisory, Inc. · Penn North Financial Services · Retirement By Design · Sandefer Mayo, LLC · Strategic Investment Designs · Synergy Advisory Group · Synergy Business Advisors, LLC · Synergy Investment Group, LLC · Synergy Wealth Management · Tax & Retirement Planning · W. Raleigh Sexton Jr., Inc. · Whitley Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Kenneth E
ChFC®, Series 63, Series 65
Warrendale, PA
Synergy Investment Group, LLC
Kenneth Eirkson is a ChFC® with 31 years of industry experience and serves as an investment advisor representative at Synergy Investment Group, LLC. He has worked at StoneX Securities Inc. since 2012 and Arriba Investment & Exchange Inc. since 2009. Outside of his advisory role, he participates on the financial endowment committee of Salem United Methodist Church and serves as president of a nonprofit providing off-campus student housing. Synergy Investment Group, LLC provides investment advisory and financial planning services to individual and high-net-worth clients, offering discretionary managed account portfolio management alongside various levels of financial planning. The firm customizes portfolios using a combination of mutual funds, ETFs, equities, and fixed income based on client risk profiles and financial information.
Jeffrey V
Series 63, Series 65, Series 66
Kannapolis, NC
Synergy Investment Group, LLC
Jeffrey Vaughn is a financial advisor with Synergy Investment Group, LLC in Kannapolis, NC, holding Series 63, 65, and 66 designations and over 31 years of industry experience. He has worked with StoneX Securities Inc. since 2012 and Synergy Investment Group since 2010. Vaughn is also involved in insurance sales through Synergy Insurance Group and serves as president of Vaughn Wealth Management Inc. Synergy Investment Group, LLC provides investment advisory and financial planning services to individual and high-net-worth clients. The firm offers discretionary portfolio management and tailors investment strategies using a mix of mutual funds, ETFs, equities, and fixed income based on clients’ financial profiles and risk tolerance.
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