Tanglewood Legacy Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$740,316,081
Clients
162
Advisors
5
of 9 employees
About
Tanglewood Legacy Advisors works with individuals and high‑net‑worth clients as well as business entities, trusts, estates and charitable organizations, offering discretionary and non‑discretionary portfolio management alongside financial planning and consulting services, including stand‑alone planning and divorce‑related planning. The firm’s four‑adviser team managed roughly $809 million in client assets and serves about 162 client relationships as of the latest ADV disclosures.
Portfolios are customized using one of six target asset allocations that range from capital preservation to aggressive, and are primarily implemented with actively managed mutual funds and ETFs. The firm also uses less‑liquid and structured instruments—explicitly describing the use and risks of interval funds and structured notes—treats cash as an asset class, employs the eMoney platform to aggregate excluded assets for reporting, and utilizes AI tools under a formal AI policy with human review of AI outputs.
Noteworthy features compared with many peers include the combination of substantial assets under management with a small advisory team, the explicit disclosure and potential use of interval funds and structured notes, and documented operational practices around cash sweep handling and eMoney aggregation. The brochure also discloses that some representatives are licensed insurance agents (a potential conflict when insurance is recommended) and describes personal trading, pre‑clearance and proxy policies to manage conflicts of interest.
Client services
Expertise
Fee options
Planning and consulting fixed fees generally range from $5,000 to $100,000 depending on scope.
0.50% to 1.00% annually (negotiable, tiered or flat arrangements possible)
Planning and consulting services hourly rate $395; Divorce planning hourly rate $300 to $395.
May offer monthly or quarterly fee arrangements for planning and consulting services (negotiable).
Fee-only: Investment advisory fees based on assets under management, generally between 0.50% and 1.00%, negotiable and may be tiered or flat per account.
Main office
One Riverway, Suite 1550
Houston TX 77056
Advisors at this office
5
Most active in
Louisiana · Ohio · Texas
Also doing business as
Life Priority Planning, LLC · Tanglewood Legacy Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Andrew G
CFP®, Series 63, Series 65
Houston, TX
Tanglewood Legacy Advisors, LLC
Andrew Gardener is a CFP®-credentialed financial advisor with 43 years of industry experience. He has been with Tanglewood Legacy Advisors, LLC since 2003 and previously worked at LPL Financial for 16 years. He is also licensed as a non-variable insurance agent. Tanglewood Legacy Advisors serves individuals, high-net-worth clients, business entities, trusts, estates, and charitable organizations by providing discretionary and non-discretionary portfolio management along with financial planning and consulting. The firm’s team manages customized portfolios using a range of target asset allocations and incorporates actively managed mutual funds, ETFs, and selected less-liquid instruments within a documented operational framework.
Kevin R
CFP®, Series 63
Houston, TX
Tanglewood Legacy Advisors, LLC
Kevin Roth is a CFP® with 15 years of industry experience, currently serving as an advisor at Tanglewood Legacy Advisors, LLC since 2018. He previously worked at Clarus Wealth Group and Raymond James Financial Services. He is the owner of KW WEALTH LLC, a support company for lease and office expenses. Tanglewood Legacy Advisors is a five-advisor firm that manages approximately $809 million in assets for individuals, high-net-worth clients, business entities, trusts, estates, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management along with financial planning and consulting services, using customized portfolios primarily composed of actively managed mutual funds and ETFs, and incorporates interval funds and structured notes in its investment approach.
Erandathi S
CFP®, Series 66
Houston, TX
Tanglewood Legacy Advisors, LLC
Erandathi Shaw is a CFP® and holds a Series 66 designation, with 16 years of industry experience. She has been with Tanglewood Legacy Advisors, LLC since 2016. Tanglewood Legacy Advisors serves individuals, high-net-worth clients, business entities, trusts, estates, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management alongside financial planning and consulting services, employing customized portfolios with actively managed mutual funds, ETFs, and less-liquid instruments under a structured investment approach.
David S
Series 66
Houston, TX
Tanglewood Legacy Advisors, LLC
David Stuyck is a financial advisor at Tanglewood Legacy Advisors, LLC in Houston, TX, holding a Series 66 designation with 26 years of industry experience. He has worked at Tanglewood Legacy Advisors since 2011 and previously held positions at LPL Financial, Bolton Securities Corporation, Cambridge Investment Research Advisors, and Merrill. Tanglewood Legacy Advisors serves individuals, high-net-worth clients, business entities, trusts, estates, and charitable organizations with portfolio management and financial planning services. The firm employs a range of customized asset allocations primarily using actively managed mutual funds and ETFs, alongside less-liquid instruments, and integrates advanced tools including AI within a formal review process.
Francisco S
Series 66, Series 65
Houston, TX
Tanglewood Legacy Advisors, LLC
Francisco Salaverry is a financial advisor at Tanglewood Legacy Advisors, LLC with four years of industry experience. He holds Series 65 and Series 66 licenses and has worked at firms including Wells Fargo Advisor, Morgan Stanley, and Fisher Investments. Tanglewood Legacy Advisors serves individuals, high-net-worth clients, trusts, estates, and charitable organizations, providing portfolio management and financial planning services. The firm uses customized asset allocations primarily implemented with actively managed mutual funds and ETFs, and incorporates less-liquid instruments such as interval funds and structured notes.
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