Tao Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$14,169,992
Clients
73
Advisors
1
of 1 employees
About
Tao Financial provides investment advisory and retirement-plan services to corporate plan sponsors, pension and profit‑sharing plans, and individual clients. Its offerings include plan‑level consulting and investment management as well as participant‑level advice and non‑investment support such as education and enrollment services.
The firm serves in a fiduciary capacity and may act on a discretionary (ERISA §3(38)) or non‑discretionary (ERISA §3(21)) basis, delivering due diligence, investment policy statement drafting, QDIA selection, manager and recordkeeper assessments, and ongoing monitoring. Its investment work combines modern portfolio theory and a Core+Satellite approach with a mix of active and passive strategies, scenario analysis and portfolio stress testing, and attention to tax‑conscious options.
What is noteworthy is the firm’s explicit focus on pension consulting and trustee education alongside routine plan services, including documented quarterly due‑diligence reporting and participant workshops—offerings less common among independent advisors of this size. The brochure also discloses that the firm’s principal holds advanced professional credentials (CFA and CFP) and maintains licensure to offer certain insurance products, with any related conflicts to be disclosed in advance.
Client services
Expertise
Occupation focus
Fee options
Fixed fees typically range from $3,000 up to $40,000 for more extensive engagements; may also charge fixed or hourly project fees for specific services such as recordkeeper/TPA benchmarking
$0 - varies: Starts at 1.00% for smaller/start-up plans higher asset levels+: Starts at 0.50% and reduces based on plan size and scope of services
Additional hourly fees may apply for administrative support services; specifics vary based on plan size and scope
Minimum fee: Fixed (retainer) fees from $3,000 up to $40,000 for more extensive engagements
Main office
Orlando FL
Advisors at this office
1
Most active in
Florida · Louisiana · Texas
Also doing business as
Tao Financial · Tao Financial Inc. · Tao Financial Wellness
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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