TCI Wealth Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,166,369,445
Clients
3,189
Advisors
46
across 5 offices
About
TCI Wealth Advisors serves individuals (including high‑net‑worth clients), business entities, retirement plans, trusts, estates and charitable organizations with discretionary and non‑discretionary investment management, financial planning, and retirement plan consulting. The firm operates as a fee‑only adviser with a multi‑advisor team and manages several billion dollars in client assets.
The firm emphasizes a disciplined, long‑term asset allocation approach that uses institutional asset‑class funds, exchange‑traded funds and mutual funds (including Dimensional Fund Advisors funds), portfolio diversification, and periodic rebalancing; it also offers model asset allocation programs designed to meet the Rule 3a‑4 safe harbor. TCI uses technology such as ByAllAccounts and eMoney for consolidated reporting, may allocate to independent managers, and treats cash as an active asset class in defensive positioning.
Notable distinctions disclosed in the brochure include the firm’s use of hypothetical performance in marketing materials, an uncommon practice among peers, and its reliance on DFA funds, which can limit clients’ continued access to certain fund purchases if they change advisers. The brochure also highlights retirement plan work (including ERISA 3(21) and 3(38) engagements) and servicing arrangements that give rise to custody considerations under SEC rules, which trigger ongoing compliance measures such as surprise CPA examinations.
Client services
Expertise
Fee options
Fixed fees for financial planning and consulting services generally range from $500 to $1,500.
$0 - $2,000,000: 1.00% (Legacy clients) $2,000,001 - $5,000,000: 0.75% (Legacy clients) $5,000,001+: 0.50% (Legacy clients) $0 - $1,999,999: 1.00% annually (New clients, annualized from 0.25% quarterly) $0 - $400,000: Up to 1.00% (New clients below $400,000, discretionary) $0 - $10,000,000: 0.40% annually plus $12,000 retainer (New clients with assets from $2 million) $10,000,001 - $20,000,000: 0.30% annually plus $12,000 retainer (New clients with assets from $2 million) $20,000,001+: 0.25% annually plus $12,000 retainer (New clients with assets from $2 million) $0 - $500,000: 0.85% (Employer Sponsored Retirement Plans) $500,001 - $2,500,000: 0.65% (Employer Sponsored Retirement Plans) $2,500,001 - $5,000,000: 0.45% (Employer Sponsored Retirement Plans) $5,000,001 - $10,000,000: 0.30% (Employer Sponsored Retirement Plans) $10,000,001+: 0.10% (Employer Sponsored Retirement Plans) $0 - $5,000,000: 0.50% (Retirement Plan Consulting) $5,000,001+: 0.36% (Retirement Plan Consulting)
$150 to $250 per hour for financial planning and consulting services (stand-alone basis).
Minimum fee: Minimum annual fee of $1,000 for investment advisory services to non-employer sponsored retirement plans and $2,500 for ASPIRE clients. Fee-only: Investment advisory fees based on percentage of assets under management, plus fixed minimum fees and retainers. Financial planning fees on fixed or hourly basis.
Main office
See office4011 East Sunrise Drive
Tucson AZ 85718
Advisors at this office
31
Offices (5)
Most active in
Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Also doing business as
Aqn Investment Advisors, Inc. · Swift Robert Clarkson · Tci Asset Managers, Inc. · Tci Financial Planning, Inc. · Tci Wealth Advisors, Inc. · Tci Wealth Management, Inc. · The Conservative Investor
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
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