TCI Wealth Advisors, Inc. logo

TCI Wealth Advisors, Inc.

Updated today

Client AUM

$5,166,369,445

Clients

3,189

Advisors

46

across 5 offices

About

TCI Wealth Advisors serves individuals (including high‑net‑worth clients), business entities, retirement plans, trusts, estates and charitable organizations with discretionary and non‑discretionary investment management, financial planning, and retirement plan consulting. The firm operates as a fee‑only adviser with a multi‑advisor team and manages several billion dollars in client assets.

The firm emphasizes a disciplined, long‑term asset allocation approach that uses institutional asset‑class funds, exchange‑traded funds and mutual funds (including Dimensional Fund Advisors funds), portfolio diversification, and periodic rebalancing; it also offers model asset allocation programs designed to meet the Rule 3a‑4 safe harbor. TCI uses technology such as ByAllAccounts and eMoney for consolidated reporting, may allocate to independent managers, and treats cash as an active asset class in defensive positioning.

Notable distinctions disclosed in the brochure include the firm’s use of hypothetical performance in marketing materials, an uncommon practice among peers, and its reliance on DFA funds, which can limit clients’ continued access to certain fund purchases if they change advisers. The brochure also highlights retirement plan work (including ERISA 3(21) and 3(38) engagements) and servicing arrangements that give rise to custody considerations under SEC rules, which trigger ongoing compliance measures such as surprise CPA examinations.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing

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Fee options

Fixed

Fixed fees for financial planning and consulting services generally range from $500 to $1,500.

Percentage

$0 - $2,000,000: 1.00% (Legacy clients) $2,000,001 - $5,000,000: 0.75% (Legacy clients) $5,000,001+: 0.50% (Legacy clients) $0 - $1,999,999: 1.00% annually (New clients, annualized from 0.25% quarterly) $0 - $400,000: Up to 1.00% (New clients below $400,000, discretionary) $0 - $10,000,000: 0.40% annually plus $12,000 retainer (New clients with assets from $2 million) $10,000,001 - $20,000,000: 0.30% annually plus $12,000 retainer (New clients with assets from $2 million) $20,000,001+: 0.25% annually plus $12,000 retainer (New clients with assets from $2 million) $0 - $500,000: 0.85% (Employer Sponsored Retirement Plans) $500,001 - $2,500,000: 0.65% (Employer Sponsored Retirement Plans) $2,500,001 - $5,000,000: 0.45% (Employer Sponsored Retirement Plans) $5,000,001 - $10,000,000: 0.30% (Employer Sponsored Retirement Plans) $10,000,001+: 0.10% (Employer Sponsored Retirement Plans) $0 - $5,000,000: 0.50% (Retirement Plan Consulting) $5,000,001+: 0.36% (Retirement Plan Consulting)

Project-based

$150 to $250 per hour for financial planning and consulting services (stand-alone basis).

Other

Minimum fee: Minimum annual fee of $1,000 for investment advisory services to non-employer sponsored retirement plans and $2,500 for ASPIRE clients. Fee-only: Investment advisory fees based on percentage of assets under management, plus fixed minimum fees and retainers. Financial planning fees on fixed or hourly basis.

Main office

See office

4011 East Sunrise Drive

Tucson AZ 85718

Advisors at this office

31

Most active in

Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming

Also doing business as

Aqn Investment Advisors, Inc. · Swift Robert Clarkson · Tci Asset Managers, Inc. · Tci Financial Planning, Inc. · Tci Wealth Advisors, Inc. · Tci Wealth Management, Inc. · The Conservative Investor

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Robert R

CFP®, Series 65

Tucson, AZ

TCI Wealth Advisors, Inc.

Robert Rynders is a CFP® and holds a Series 65 license with three years of industry experience. He has been with TCI Wealth Advisors, Inc. since 2022 and previously worked at 1703: A Faith Collaborative and Gliocas LLC. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities, offering discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm’s asset-allocation-driven approach emphasizes diversification, long-term holding periods, and disciplined rebalancing, primarily using institutional asset-class funds including Dimensional Fund Advisors (DFA) products.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Adam S

Series 65

Denver, CO

TCI Wealth Advisors, Inc.

Adam Sullivan is a financial advisor at TCI Wealth Advisors, Inc. in Denver, CO. He holds a Series 65 designation and has over 15 years of prior experience at Horizon Financial Group LLC before joining TCI in 2025. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities, providing discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm’s asset-allocation-driven investment process emphasizes diversification, long-term holding periods, and disciplined rebalancing, primarily using institutional asset-class funds including Dimensional Fund Advisors (DFA) products.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Benjamin K

Series 65

Tucson, AZ

TCI Wealth Advisors, Inc.

Benjamin Kappler is a financial advisor with TCI Wealth Advisors, Inc. in Tucson, AZ, holding a Series 65 credential and one year of industry experience. His prior work includes roles at Blue Cross Blue Shield of Arizona and the University of Arizona's Eller College of Management. Outside of advising, he operates an eBay store that sources and sells products from yard sales. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities, providing discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm emphasizes asset-allocation-driven strategies using institutional asset-class funds and supports client reviews with advanced account aggregation and reporting tools.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Michael P

CFA®, Series 65, Series 66

Austin, TX

TCI Wealth Advisors, Inc.

Michael Preis is a CFA® charterholder with 20 years of industry experience. He currently works at TCI Wealth Advisors, Inc. in Austin, TX, where he has been since 2025. Prior to joining TCI, he spent 15 years at Dimensional Fund Advisors. TCI Wealth Advisors serves a diverse client base including individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities. The firm offers fee-only investment management and financial planning, focusing on an asset-allocation-driven approach that emphasizes diversification, long-term holding, and disciplined rebalancing.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Thomas L

CFP®, Series 63, Series 65

Tucson, AZ

TCI Wealth Advisors, Inc.

Thomas Logan is a CFP® professional with five years of industry experience, currently serving at TCI Wealth Advisors, Inc. He previously worked at The Vanguard Group and has experience in the hospitality sector. Logan holds Series 63 and Series 65 licenses. TCI Wealth Advisors manages assets for individuals, business entities, retirement plans, trusts, estates, and charitable organizations through discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm employs a disciplined, long-term asset allocation strategy using institutional funds and prioritizes portfolio diversification and periodic rebalancing.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Juan M

Series 65

Tucson, AZ

TCI Wealth Advisors, Inc.

Juan Martinez Miranda is a financial advisor at TCI Wealth Advisors, Inc. in Tucson, AZ. He holds a Series 65 designation and has been with the firm since 2026. Prior to joining TCI, he worked at TEKsystems Inc. for seven years and ADP for two years. TCI Wealth Advisors serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations with investment management, financial planning, and retirement plan consulting. The firm employs a disciplined, long-term asset allocation strategy using institutional funds and emphasizes technology and diversified approaches in its client service.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Ryan H

CFP®, Series 66

Tucson, AZ

TCI Wealth Advisors, Inc.

Ryan Halvorson is a CFP® professional with nine years of industry experience. He is currently with TCI Wealth Advisors, Inc., where he has worked since 2023. Prior to that, he was affiliated with Morgan Stanley and Morgan Stanley Private Bank from 2019 to 2023, and with U.S. Bank, Private Wealth Management from 2016 to 2019. Outside of his advisory role, Halvorson serves as an adjunct lecturer at the University of Arizona, teaching a course related to financial planning technology. TCI Wealth Advisors serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations with discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm uses a disciplined, long-term asset allocation approach focused on institutional asset-class funds, ETFs, and mutual funds, and emphasizes portfolio diversification and periodic rebalancing.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Constance C

Series 65

Reno, NV

TCI Wealth Advisors, Inc.

Constance Chan is a financial advisor at TCI Wealth Advisors, Inc. in Reno, NV, holding a Series 65 credential with three years of industry experience. Prior to her advisory role, she worked as a server at China Jade Horse Restaurant for over ten years. TCI Wealth Advisors serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations with investment management, financial planning, and retirement plan consulting. The firm employs a disciplined, long-term asset allocation strategy using institutional asset-class funds, ETFs, and mutual funds, and operates as a fee-only adviser with a multi-advisor team managing several billion dollars in client assets.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Kayla M

Series 65

Denver, CO

TCI Wealth Advisors, Inc.

Kayla Marjanovic is a financial advisor at TCI Wealth Advisors, Inc. in Denver, CO, holding a Series 65 designation with seven years of industry experience. Her prior roles include positions at Shepherd Wealth & Retirement and Holloway Wealth Management. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities with discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm employs an asset-allocation-driven investment approach focused on diversification, long-term holding periods, and disciplined rebalancing, primarily using institutional asset-class funds.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Ashley B

Series 65

Tucson, AZ

TCI Wealth Advisors, Inc.

Ashley Boykin is a Series 65 licensed advisor at TCI Wealth Advisors, Inc. in Tucson, AZ, with one year of experience in the financial industry. Prior to joining TCI Wealth Advisors, she worked in management roles at HOA Management Solutions, Sunbelt Medical Management, and Maximum Impact Physical Therapy. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities, offering discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm employs an asset-allocation-driven investment process emphasizing diversification, long-term holding periods, and disciplined rebalancing, primarily using institutional asset-class funds including Dimensional Fund Advisors (DFA) products.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Joshua B

Series 65

Tucson, AZ

TCI Wealth Advisors, Inc.

Joshua Baird is a financial advisor with TCI Wealth Advisors, Inc. in Tucson, AZ. He holds a Series 65 credential and has five years of industry experience, including prior roles at Ironwood Wealth Management and Percension Wealth Advisors. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities, offering discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm employs an asset-allocation-driven investment process focused on diversification, long-term holding periods, and disciplined rebalancing, primarily using institutional asset-class funds such as those from Dimensional Fund Advisors.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Robert P

Series 65

Tucson, AZ

TCI Wealth Advisors, Inc.

Robert Petrillo is a financial advisor at TCI Wealth Advisors, Inc. in Tucson, AZ, holding a Series 65 designation with one year of industry experience. Prior to joining TCI Wealth Advisors in 2026, he worked at Pinnacle Plan Design, LLC for 13 years. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities by providing discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm’s investment approach is asset-allocation driven, focusing on diversification, long-term holding periods, and disciplined rebalancing, primarily utilizing institutional asset-class funds including those from Dimensional Fund Advisors.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Amy R

CFP®, Series 66

Denver, CO

TCI Wealth Advisors, Inc.

Amy Richardson is a CFP® with 15 years of industry experience, currently serving as an advisor at TCI Wealth Advisors, Inc. in Denver, Colorado. She has previously worked at Charles Schwab and its affiliated entities from 2016 to 2023. TCI Wealth Advisors provides investment management, financial planning, and retirement plan consulting to individuals, business entities, trusts, estates, and charitable organizations. The firm employs a disciplined, long-term asset allocation strategy using institutional funds and technology-driven reporting, serving clients through a multi-advisor team as a fee-only adviser.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Bradley H

CFP®, Series 65

Denver, CO

TCI Wealth Advisors, Inc.

Bradley Hostetler is a financial advisor at TCI Wealth Advisors, Inc. in Denver, Colorado. He holds a Series 65 designation and has one year of industry experience, including prior roles at Fidelity Investments and other non-financial sectors. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities by providing discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm employs an asset-allocation-driven investment process focused on diversification, long-term holding, and disciplined rebalancing, primarily using institutional asset-class funds such as those from Dimensional Fund Advisors.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
user avatar

Michael G

CFP®, Series 63

Tucson, AZ

TCI Wealth Advisors, Inc.

Michael Grosso is a CFP® professional with 17 years of industry experience, currently serving at TCI Wealth Advisors, Inc. in Tucson, AZ. He has worked with TCI Wealth Management, Inc. since 2008 and was previously affiliated with CMG Solutions, LLC. Outside of his advisory role, he manages 3BP!, LLC, a non-investment-related business. TCI Wealth Advisors serves individuals, high-net-worth clients, business entities, retirement plans, trusts, estates, and charities, offering discretionary and non-discretionary investment management along with financial planning and retirement plan consulting. The firm emphasizes an asset-allocation-driven investment process, diversification, long-term holding periods, and disciplined rebalancing, utilizing institutional asset-class funds including Dimensional Fund Advisors (DFA) products.

Wealth management Passive / index investing ESG / Sustainable investing Real estate investing
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