Coral Gables, FL Alhambra Circle Office
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TD private Client Wealth LLC
Enterprise
Firm-wide stats for TD private Client Wealth LLC
About
TD Private Client Wealth LLC (TDPCW) offers discretionary wrap‑fee managed account programs and brokerage services to institutional clients, high‑net‑worth private clients (including a Private Client Group and a Private Investment Advisor channel) and retail TDIS (US) clients. Services available through its managed account programs include ongoing portfolio management, access to mutual funds, ETFs and separately managed accounts, financial planning support, and custody and reporting via third‑party custodians.
TDPCW constructs portfolios using its TD Managed Portfolios, TD Guided Portfolios and TD Premier Guided Portfolios, which combine strategic and tactical asset allocation with investments from both affiliated and third‑party sub‑managers; Envestnet provides the advisory/technology platform and Pershing serves as primary custodian. Clients complete discovery and risk‑tolerance questionnaires (institutional clients may document an IPS) and grant TDPCW discretionary trading authority; cash balances in managed accounts are typically swept into an affiliated bank deposit sweep product and are included in wrap fee billing.
Noteworthy differences from many peers include TDPCW’s reliance on percentage‑of‑AUM wrap fees without offering fixed‑fee arrangements, its systematic use of affiliated managers and products (including arrangements with Epoch and TD Asset Management), and a cross‑border Private Investment Advisor model where TD Waterhouse Canada advisors serve certain U.S. clients virtually. The firm’s public disclosures also describe recent regulatory actions and supervisory deficiencies (including FINRA and SEC matters related to electronic communications and reporting), which the firm identifies as factors it addresses in its conflict‑management and oversight policies.
Based on TD private Client Wealth LLC
Expertise
Based on TD private Client Wealth LLC
Location
255 Alhambra Circle
Coral Gables FL 33134
Advisors at this office
4
Advisors at this office
Krystle B
Series 66
Coral Gables, FL
TD private Client Wealth LLC
Krystle Batlle is a financial advisor at TD Private Client Wealth LLC with 14 years of industry experience. She holds a Series 66 designation and previously worked at Wells Fargo Advisors and Wells Fargo Clearing before joining TD in 2022. TD Private Client Wealth LLC offers discretionary wrap‑fee managed account programs and brokerage services to institutional clients, high-net-worth private clients, and retail TDIS clients, combining strategic and tactical asset allocation with investments from both affiliated and third-party sub-managers.
Claudia B
Series 63, Series 65
Coral Gables, FL
TD private Client Wealth LLC
Claudia Balarezo is a financial advisor at TD Private Client Wealth LLC with five years of industry experience. She holds Series 63 and Series 65 credentials and has worked at TD Bank N.A. since 2013. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional and high-net-worth private clients, offering portfolio management, access to mutual funds, ETFs, and separately managed accounts, along with financial planning support. The firm combines strategic and tactical asset allocation with a mix of affiliated and third-party sub-managers.
Jose A
Series 63, Series 66
Coral Gables, FL
TD private Client Wealth LLC
Jose Acosta is a financial advisor with TD Private Client Wealth LLC, holding Series 63 and Series 66 credentials and with 22 years of industry experience. His prior work includes 12 years with Bank of America, N.A. and Merrill, and one year with OSAIC Services, Inc. Outside of his advisory work, he is involved in playing and teaching the tuba. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional clients, high-net-worth private clients, and retail clients, utilizing a combination of strategic and tactical asset allocation with investments from affiliated and third-party sub-managers.
Nicolas H
Series 66
Coral Gables, FL
TD private Client Wealth LLC
Nicolas Hernandez is a Series 66-licensed advisor with seven years of industry experience, currently with TD Private Client Wealth LLC. He previously worked for Bank of America, N.A. and Merrill for a decade. Outside of advising, he is co-owner of Sabor Supplements LLC, an online protein supplement brand. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional and high-net-worth private clients. The firm offers portfolio management, financial planning, and access to various investment products through a platform utilizing both affiliated and third-party managers.
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