TEP Financial Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TEP Financial Solutions is a solo registered investment adviser that provides discretionary investment supervisory services and integrated financial planning to individuals, trusts, estates, charitable organizations, pension and profit-sharing plans, and corporations, and it offers employer-focused 401(k) programs including a Daily Valuation service and a 401(k) Pilot participant service. The firm also conducts no-cost seminars and workshops intended to educate attendees on direct security and mutual fund investing; these presentations do not provide individualized investment advice.
The firm’s stated investment philosophy emphasizes value-driven, fundamental analysis with a long-term horizon, seeking companies with strong balance sheets, dependable earnings and dividend histories while buying with a margin of safety. Portfolio management is delivered in partnership with an external money manager and may employ limited option strategies such as covered calls and spreads; financial planning is generally provided in connection with investment management at no additional charge.
Noteworthy disclosures in the brochure include ownership ties to an affiliated certified public accounting practice and a separate business consulting entity, with reciprocal referral arrangements disclosed as potential conflicts of interest and procedures described to mitigate them. The firm is newly formed and small in scale—operating as a sole practitioner with limited assets and clients at the time of initial disclosure—and it relies on third-party relationships (a money manager and Fidelity’s institutional services) for custody, trading support and some operational functions.
Client services
Expertise
Fee options
$0.00 - $3,000,000: 1.50% total annual fee (0.75% TEP share + 0.75% CPS share) $3,000,001 - $5,000,000: 1.00% total annual fee (0.50% TEP share + 0.50% CPS share) $5,000,001+: 0.75% total annual fee (0.375% TEP share + 0.375% CPS share)
Main office
Tamarac FL
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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