A complete list of active advisors currently associated with The Ducoat Financial Group
Warmer can help you find a great advisor at The Ducoat Financial Group or one who fits your needs even better.
The Ducoat Financial Group is an independent registered investment adviser serving individuals (including high-net-worth clients) and business entities, providing discretionary portfolio management and financial planning services. The firm manages approximately $71.25 million for about 152 clients and typically begins client relationships with a complimentary exploratory interview. The firm tailors advice to clients’ objectives and risk tolerance, employing methods such as fundamental analysis, charting, long-term purchases, and covered option writing, and it monitors accounts at least quarterly. Cash and cash equivalents are treated as part of assets under management, the firm may provide non-discretionary arrangements on request, and it discloses that it does not furnish formal written financial plans to clients. Noteworthy distinctions include that the firm’s principal is also a licensed insurance agent and may earn commission-based compensation for insurance products, a practice the brochure identifies as a potential conflict of interest and discusses how it is managed. The brochure also discloses an administrative settlement with a state regulator in 2016 related to custody and disclosure matters and notes affiliated referral arrangements, including a related-party accounting practice.
To learn more about the advisors currently working at The Ducoat Financial Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Gainesville, FL
| 30
|
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