The Financial Legacy Group

The Financial Legacy Group provides investment advisory, financial planning, and financial consulting to individuals (including high net worth clients), pooled investment vehicles, charitable organizations, and businesses. Its services include discretionary portfolio management delivered primarily through a firm‑sponsored wrap fee program, along with hourly or fixed‑fee financial planning and consulting engagements.

The firm manages wrap accounts on a discretionary basis and commonly invests in exchange‑traded funds, mutual funds, individual stocks, and options, with the occasional use of proprietary or third‑party model portfolios to implement client objectives. Wrap program trades are executed through Charles Schwab & Co., Inc., and the firm participates in Schwab’s institutional platform for custody, trade execution, and access to research and operational support.

Noteworthy aspects of the firm are its role as a wrap fee program sponsor and that its investment adviser representatives are also registered representatives of Innovation Partners LLC and licensed insurance agents, arrangements that can generate separate commission‑based compensation for sales of variable products and insurance. The firm also provides specialist consulting to other advisers and pooled vehicles on private placements, private equity, real estate entities and business transactions, and reported managing approximately $107.3 million in client assets as of January 14, 2026.