A complete list of active advisors currently associated with The Herbst Group, LLC
Warmer can help you find a great advisor at The Herbst Group, LLC or one who fits your needs even better.
The Herbst Group provides discretionary wealth management, financial planning, and retirement-plan advisory services for individuals, high-net-worth clients, trusts, estates, charitable organizations, businesses, college athletes, and employer-sponsored plans. The firm acts as a fiduciary and offers ongoing portfolio construction and monitoring alongside financial planning and ERISA-focused services such as investment oversight and performance reporting for plan sponsors. The Herbst Group’s investment approach is primarily long-term and multi‑disciplinary, employing fundamental, technical, and cyclical analysis to build diversified portfolios using low‑cost mutual funds and ETFs as well as individual stocks, bonds, options, and other derivatives when appropriate. The brochure describes customized portfolios that may retain legacy positions, use cash or derivatives as hedges, and be rebalanced or traded short‑term for reasons such as tax harvesting, risk management, or meeting client needs, with periodic reports on holdings, allocations, and performance. What is notable about the firm relative to peers is that it sponsors a wrap‑fee program that bundles transaction, custody, and other “Covered Costs” into a single asset‑based fee (Appendix 1), and its disclosures explicitly address use of options and other derivatives in managed accounts and the attendant risks. The Herbst Group also documents performance reporting to clients and, per its public materials, advertises performance results and maintains an institutional relationship with Fidelity that provides software, research, and launch reimbursements — features that are less common among similarly supported advisors.
To learn more about the advisors currently working at The Herbst Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Westport, CT
| 20
| |
Westport, CT
| 3
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)