A complete list of active advisors currently associated with The Investment Connection LLC

Warmer can help you find a great advisor at The Investment Connection LLC or one who fits your needs even better.

The Investment Connection serves individual investors (including high-net-worth clients), trusts, estates, qualified retirement plans, and small businesses with discretionary and non-discretionary investment management, financial planning, and retirement-plan advisory services. The firm reports approximately $108.8 million in assets under advisement across roughly 132 client relationships and offers both ongoing portfolio management and project-based planning engagements. Portfolios are constructed from individually tailored investment policies that consider objectives, time horizon, tax considerations, and risk tolerance, with a core emphasis on low-cost ETFs supplemented by select individual equities, fixed income, and the option to add socially responsible or alternatives exposures. The firm uses a mix of fundamental, technical, and cyclical analysis, may engage outside managers or private investment vehicles when appropriate, and generally implements relatively passive, tax-aware strategies on a discretionary basis. Notable differentiators include formal affiliations with a law practice and an independent accounting firm: the advisory team includes an attorney who provides separate legal services and a CPA who operates an accounting practice, and referrals between the advisory and those firms are disclosed with written acknowledgements to address conflicts of interest. The firm also makes available a third-party estate-document preparation platform under a separate engagement (documents remain valid after client termination though platform access ends) and provides ERISA co-fiduciary qualified-plan services—features that are uncommon among similarly sized supported firms.

To learn more about the advisors currently working at The Investment Connection LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.