A complete list of active advisors currently associated with The Kocen Financial Group, Inc.

Warmer can help you find a great advisor at The Kocen Financial Group, Inc. or one who fits your needs even better.

The Kocen Financial Group is a team investment adviser serving individuals, trusts, estates, retirement plans, and business entities, managing about $186 million on a discretionary basis. The firm offers investment management (primarily mutual funds and ETFs, plus allocations to third‑party money managers), comprehensive financial planning, business consulting, occasional seminars, and sub‑advisory services to other institutions. KFG’s investment process emphasizes asset allocation and a client’s overall financial picture, using risk tolerance, time horizon, tax efficiency, and cash‑flow needs to set strategies and allow clients to impose account restrictions or standing instructions. Clients receive quarterly custodial statements and a written quarterly performance report from the firm, and the firm’s materials also include hypothetical performance illustrations — an uncommon practice among similar team firms, so prospective clients should ask about the assumptions and methodology behind those figures. Compared with many peers, KFG combines traditional wealth management with institutional sub‑advisory work and bespoke business consulting, and it discloses using soft‑dollar research and support from its recommended custodian. The brochure also discloses a recent regulatory settlement that resulted in a permanent bar for an affiliated broker‑dealer representative, a disclosure that may be particularly relevant to prospective clients evaluating the firm’s background.

To learn more about the advisors currently working at The Kocen Financial Group, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.