A complete list of active advisors currently associated with The Professional Financial Company LLC

Warmer can help you find a great advisor at The Professional Financial Company LLC or one who fits your needs even better.

The Professional Financial Company LLC (dba PROFi) provides portfolio management, financial planning, and pension consulting to individuals, high‑net‑worth clients, retirement plans, and business entities. The firm documents client goals and constraints in an Investment Policy Statement and typically seeks discretionary authority to select securities and execute transactions on behalf of clients. PROFi’s investment process incorporates fundamental analysis, quantitative methods and modern portfolio theory, and emphasizes long‑term investing, global asset‑class diversification, and tax‑efficient techniques. The firm tailors portfolios using model allocations, may recommend or engage sub‑advisers for portions of accounts, and monitors portfolios at least annually with ad hoc reviews triggered by material events or changes in client circumstances. Compared with many peers, PROFi’s practice of permitting borrowing within separately managed accounts is uncommon and notable given the firm’s scale (about $246 million in discretionary AUM managed by two advisors). The firm also routinely directs clients to custodians such as Charles Schwab—accessing Schwab’s institutional services and research—offers pension consulting and access to DPL’s insurance platform, and employs block trading and allocation policies intended to allocate limited investment opportunities fairly across client accounts.

To learn more about the advisors currently working at The Professional Financial Company LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.