A complete list of active advisors currently associated with The Sum

Warmer can help you find a great advisor at The Sum or one who fits your needs even better.

The Sum provides discretionary portfolio management and financial planning to individuals, high-net-worth individuals, and businesses. Services described in the brochure include comprehensive financial planning delivered in an onboarding and ongoing review process, project- or hourly-based planning, and investment management that is only offered alongside its planning services. The firm’s investment approach emphasizes asset allocation and Modern Portfolio Theory and primarily implements passive strategies using index mutual funds and ETFs. Accounts are managed on a discretionary basis with client-specific investment policy statements, regular monitoring and rebalancing, and discretionary authority documented by a limited power of attorney. Distinctive features disclosed in the brochure include an affiliation with The Sum Prep, LLC, a tax preparation business owned by several firm principals and disclosed as a potential conflict when tax-prep fees are waived or charged. The Sum also uses a flat household investment fee and a net-worth–based planning fee schedule rather than a traditional percentage-of-assets-under-management fee, and a recent amendment removed a reference to a securities‑based line of credit that had appeared in prior filings.

To learn more about the advisors currently working at The Sum, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.