The Wealth Group, Ltd
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The Wealth Group, Ltd. provides wealth analysis, financial planning, and discretionary and non-discretionary money management for individuals, high‑net‑worth clients, trusts, businesses and retirement plans. Services include tailored investment management (internal and external managers), periodic planning work, and account custody through third‑party custodians.
The firm’s internal investment approach is contrarian/value‑oriented, emphasizing financially strong, out‑of‑favor securities, dividend reinvestment, long‑term holding periods and a multi‑point program intended to limit downside risk. It also offers selection and monitoring of external money managers to complement client portfolios and executes most managed accounts through major custodians.
Notable aspects that distinguish the firm from many peers are its financial‑industry affiliations and multi‑office adviser base: several investment adviser representatives are dually registered as broker‑dealer representatives and maintain separate accounting practices, and the firm has an affiliated investment adviser specialty business. Those relationships create potential conflicts of interest (for example, receipt of commissions in other capacities), which the firm discloses in its brochure and addresses through a Code of Ethics and by limiting commissions on assets managed through the firm’s custodial money‑management programs.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.75% annually $500,001 - $1,500,000: 1.50% annually $1,500,001 - $3,000,000: 1.25% annually $3,000,001 - $5,000,000: 0.90% annually $5,000,001+: negotiated
Commissions and/or premiums from sale of investment and insurance products by Investment Adviser Representatives
$125 per hour for wealth analysis and planning services
Fee-only: Hourly fee of $125 for wealth analysis and planning services
Main office
100 E. Six Forks Road, Suite 200
Raleigh NC 27609, United States
Offices (2)
Most active in
Florida · North Carolina · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Keith B
Series 63, Series 65
Rocy Mount, NC
The Wealth Group, Ltd
Keith Beck is a financial advisor with The Wealth Group, Ltd. in Rocky Mount, NC, holding Series 63 and Series 65 licenses and offering 32 years of industry experience. He has been with The Wealth Group, Ltd. and Capital Investment Group, Inc. since 2011 and operates a CPA firm providing accounting services since 1995. Outside of advisory work, he serves as a vice president and advisor for multiple dental and medical practice management businesses. The Wealth Group, Ltd. provides wealth analysis, financial planning, and discretionary and non-discretionary money management for individuals, high-net-worth clients, trusts, businesses, and retirement plans. The firm employs a contrarian, value-oriented investment approach focused on financially strong, out-of-favor securities with long-term holding periods and offers both internal management and oversight of external managers.
Leonard C
PFS™, Series 66
Oxford, NC
The Wealth Group, Ltd
Leonard Creech is a financial advisor at The Wealth Group, Ltd. in Oxford, NC, holding the PFS™ and Series 66 designations with 26 years of industry experience. He has been with The Wealth Group, Ltd. since 2011 and has also worked at Capital Investment Group, Inc. since 1999. The Wealth Group, Ltd. provides wealth analysis, financial planning, and portfolio management services to individuals, high net worth clients, trusts, corporations, and charitable organizations. The firm manages approximately $289 million for about 425 clients using a contrarian/value investment approach combined with access to external money managers.
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