The Wealth Group, Ltd

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Client assets under management

$155,001,107

Clients

148

28% high-net-worth

Advisors

of 8 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

High

Average account size

$1,047,305

About

The Wealth Group, Ltd. provides wealth analysis, financial planning, and discretionary and non-discretionary money management for individuals, high‑net‑worth clients, trusts, businesses and retirement plans. Services include tailored investment management (internal and external managers), periodic planning work, and account custody through third‑party custodians.

The firm’s internal investment approach is contrarian/value‑oriented, emphasizing financially strong, out‑of‑favor securities, dividend reinvestment, long‑term holding periods and a multi‑point program intended to limit downside risk. It also offers selection and monitoring of external money managers to complement client portfolios and executes most managed accounts through major custodians.

Notable aspects that distinguish the firm from many peers are its financial‑industry affiliations and multi‑office adviser base: several investment adviser representatives are dually registered as broker‑dealer representatives and maintain separate accounting practices, and the firm has an affiliated investment adviser specialty business. Those relationships create potential conflicts of interest (for example, receipt of commissions in other capacities), which the firm discloses in its brochure and addresses through a Code of Ethics and by limiting commissions on assets managed through the firm’s custodial money‑management programs.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management General tax planning Passive / index investing

Occupation focus

Founder/Business Owner Doctor or Medical Professional

Fee options

Percentage

$0 - $500,000: 1.75% annually $500,001 - $1,500,000: 1.50% annually $1,500,001 - $3,000,000: 1.25% annually $3,000,001 - $5,000,000: 0.90% annually $5,000,001+: negotiated

Commissions

Commissions and/or premiums from sale of investment and insurance products by Investment Adviser Representatives

Project-based

$125 per hour for wealth analysis and planning services

Other

Fee-only: Hourly fee of $125 for wealth analysis and planning services

Main office location

The Wealth Group, Ltd

100 E. Six Forks Road, Suite 200

Raleigh NC 27609, United States

Number of offices

Most active in

Florida · North Carolina · Virginia

Disclosures

Business activities & affiliations

Is active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 919-865-1924

Advisors at this firm

Keith B

Series 63, Series 65

Rocy Mount, NC

The Wealth Group, Ltd

Keith Beck is a financial advisor with The Wealth Group, Ltd. in Rocky Mount, NC, holding Series 63 and Series 65 licenses and over 31 years of industry experience. He has been with The Wealth Group since 2011 and also operates a CPA firm providing accounting services. Additionally, he serves as a vice president and advisor for multiple medical and dental-related businesses. The Wealth Group, Ltd. provides wealth analysis, financial planning, and portfolio management to individuals, high net worth clients, trusts, corporations, and charitable organizations. The firm manages approximately $289 million across about 425 clients, employing a contrarian/value investment approach with both internally managed accounts and access to external money managers.

Wealth management General tax planning Passive / index investing Founder/Business Owner Doctor or Medical Professional

Leonard C

PFS™, Series 66

Oxford, NC

The Wealth Group, Ltd

Leonard Creech is a financial advisor at The Wealth Group, Ltd. in Oxford, NC, holding the PFS™ and Series 66 designations with 26 years of industry experience. He has been with The Wealth Group, Ltd. since 2011 and has also worked at Capital Investment Group, Inc. since 1999. The Wealth Group, Ltd. provides wealth analysis, financial planning, and portfolio management services to individuals, high net worth clients, trusts, corporations, and charitable organizations. The firm manages approximately $289 million for about 425 clients using a contrarian/value investment approach combined with access to external money managers.

Wealth management General tax planning Passive / index investing Founder/Business Owner Doctor or Medical Professional

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